Regis Corp: Legal Leadership Changes Announced

Ticker: RGS · Form: 8-K · Filed: 2024-11-07T00:00:00.000Z

Sentiment: neutral

Topics: executive-change, legal, governance

Related Tickers: RGS

TL;DR

Regis Corp's CLO is out, new one in. Board votes happened.

AI Summary

Regis Corporation announced on November 6, 2024, the departure of its Chief Legal Officer and Corporate Secretary, Kevin P. Murphy. The company also announced the appointment of Nicole L. Johnson as the new Chief Legal Officer and Corporate Secretary, effective November 6, 2024. Additionally, the company reported on matters submitted to a vote of security holders.

Why It Matters

Changes in key legal and corporate governance roles can signal shifts in company strategy or internal operations, impacting investor confidence and regulatory compliance.

Risk Assessment

Risk Level: low — The filing primarily concerns routine executive departures and appointments, and reporting on shareholder votes, which are standard corporate events.

Key Players & Entities

FAQ

Who has departed from Regis Corporation's executive team?

Kevin P. Murphy, the Chief Legal Officer and Corporate Secretary, has departed from Regis Corporation.

Who has been appointed as the new Chief Legal Officer and Corporate Secretary?

Nicole L. Johnson has been appointed as the new Chief Legal Officer and Corporate Secretary.

When were these executive changes effective?

The changes were effective as of November 6, 2024.

What other information is reported in this 8-K filing?

The filing also reports on matters submitted to a vote of security holders.

What is the principal executive office address for Regis Corporation?

The principal executive offices are located at 3701 Wayzata Boulevard, Minneapolis, MN 55416.

From the Filing

0001193125-24-253151.txt : 20241107 0001193125-24-253151.hdr.sgml : 20241107 20241107161955 ACCESSION NUMBER: 0001193125-24-253151 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20241106 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20241107 DATE AS OF CHANGE: 20241107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: REGIS CORP CENTRAL INDEX KEY: 0000716643 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 410749934 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12725 FILM NUMBER: 241436120 BUSINESS ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 BUSINESS PHONE: 9529477777 MAIL ADDRESS: STREET 1: 3701 WAYZATA BLVD STREET 2: SUITE 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55416 8-K 1 d862383d8k.htm 8-K 8-K REGIS CORP false 0000716643 0000716643 2024-11-06 2024-11-06 0000716643 us-gaap:CommonStockMember 2024-11-06 2024-11-06 0000716643 us-gaap:SeriesAPreferredStockMember 2024-11-06 2024-11-06     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024     REGIS CORPORATION (Exact name of registrant as specified in its charter)       Minnesota   1-12725   41-0749934 (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)   3701 Wayzata Boulevard Minneapolis , MN 55416 (Address of principal executive offices and zip code) (952) 947-7777 (Registrant’s telephone number, including area code) (Not applicable) (Former name or former address, if changed from last report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.05 par value   RGS   The Nasdaq Global Market Rights to Purchase Series A Junior Participating Preferred Stock, $0.05 par value   RGS   The Nasdaq Global Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       Regis Corporation Current Report on Form 8-K ITEM 5.02 DEPARTURE OF DIRECTORS OR CERTAIN OFFICERS; ELECTION OF DIRECTORS; APPOINTMENT OF CERTAIN OFFICERS; COMPENSATORY ARRANGEMENTS OF CERTAIN OFFICERS At the Annual Meeting of Shareholders on November 6, 2024 (the “Annual Meeti

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