UBS Group AG Files 6-K Report

Ticker: UBS · Form: 6-K · Filed: 2024-11-08T00:00:00.000Z

Sentiment: neutral

Topics: regulatory-filing, foreign-private-issuer

TL;DR

UBS Group AG just dropped a 6-K filing. Standard stuff, but check it for any new regulatory info.

AI Summary

UBS Group AG filed a Form 6-K on November 8, 2024, reporting information as a foreign private issuer. The filing includes details for both UBS Group AG and UBS AG, with principal executive offices located at Bahnhofstrasse 45, 8001 Zurich, Switzerland. The filing is made under the Securities Exchange Act of 1934.

Why It Matters

This filing provides updated information to the SEC, which is crucial for investors and analysts tracking the company's regulatory disclosures and financial status.

Risk Assessment

Risk Level: low — This filing is a routine disclosure for a foreign private issuer and does not appear to contain significant new financial or operational information.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers required to be filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to report information that the registrant makes or is required to make public pursuant to the laws of its home country.

What are the Central Index Keys for the filers?

The Central Index Key for UBS Group AG is 0001610520, and for UBS AG it is 0001114446.

What is the SIC code listed for UBS Group AG and UBS AG?

The Standard Industrial Classification (SIC) code listed for both UBS Group AG and UBS AG is 6021, which corresponds to National Commercial Banks.

What is the filing date of this Form 6-K?

The filing date of this Form 6-K is November 8, 2024.

What are the SEC file numbers for the registrants?

The SEC file number for UBS Group AG is 001-36764, and for UBS AG it is 001-15060.

From the Filing

0001610520-24-000170.txt : 20241108 0001610520-24-000170.hdr.sgml : 20241108 20241108062325 ACCESSION NUMBER: 0001610520-24-000170 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20241108 FILED AS OF DATE: 20241108 DATE AS OF CHANGE: 20241108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 241437888 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 241437889 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 edgar00significantreg.htm edgar00significantreg                         UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: November 8, 2024 UBS Group AG (Registrant's   Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's   Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐     This Form 6-K consists of UBS supplementary information   for significant regulated subsidiaries and sub-groups   for the second and third quarters of 2024, which appear immediately following   this page.         Significant regulated subsidiary   and sub-group information Third quarter   2024                                                                                                                                                                                                                                     Significant regulated subsidiary and sub-group   information   2 Significant regulated subsidiary and sub-group information Unaudited   Financial and regulatory key figures for our significant regulated subsidiaries and sub-groups UBS AG (consolidated) UBS AG (standalone) UBS Switzerland AG (standalone) UBS Europe SE (consolidated) UBS Americas Holding LLC (consolidated) All values in million, except where indicated USD USD CHF EUR USD Financial and regulatory requirements IFRS Accounting Standards Swiss SRB rules IFRS Accounting Stand

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