Great Lakes Dredge & Dock Corp. Amends Code of Ethics

Ticker: GLDD · Form: 8-K · Filed: 2024-11-12T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, code-of-ethics, filing-update

Related Tickers: GLDD

TL;DR

GLDD updated its ethics code - check for new rules.

AI Summary

Great Lakes Dredge & Dock Corp. filed an 8-K on November 12, 2024, reporting amendments to its Code of Ethics. The filing, dated November 7, 2024, indicates changes or waivers to the company's ethical guidelines.

Why It Matters

Changes to a company's code of ethics can signal shifts in corporate governance or compliance policies that may affect stakeholder trust and regulatory adherence.

Risk Assessment

Risk Level: low — This filing pertains to internal corporate governance policies and does not involve significant financial transactions or operational changes.

Key Players & Entities

FAQ

What specific amendments were made to the Code of Ethics?

The filing states that there were amendments to the Registrant's Code of Ethics, or waiver of a provision of the Code of Ethics, but does not detail the specific changes within the provided text.

When did the amendments to the Code of Ethics become effective?

The filing indicates the date of the earliest event reported is November 7, 2024, and the report was filed on November 12, 2024.

Is this a routine update or a response to a specific event?

The filing does not specify whether the amendments are routine or in response to a particular event.

Does the filing mention any waivers of the Code of Ethics?

Yes, the filing explicitly mentions 'Waiver of a Provision of the Code of Ethics' as a possible item being reported.

Where is Great Lakes Dredge & Dock Corp. headquartered?

The company's principal executive offices are located at 9811 Katy Freeway, Suite 1200, Houston, TX 77024.

From the Filing

0000950170-24-125472.txt : 20241112 0000950170-24-125472.hdr.sgml : 20241112 20241112162013 ACCESSION NUMBER: 0000950170-24-125472 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20241107 ITEM INFORMATION: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics FILED AS OF DATE: 20241112 DATE AS OF CHANGE: 20241112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Great Lakes Dredge & Dock CORP CENTRAL INDEX KEY: 0001372020 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 205336063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33225 FILM NUMBER: 241448558 BUSINESS ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (346) 359-1010 MAIL ADDRESS: STREET 1: 9811 KATY FREEWAY STREET 2: SUITE 1200 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes Dredge & Dock Holdings Corp. DATE OF NAME CHANGE: 20060808 8-K 1 gldd-20241107.htm 8-K 8-K false 0001372020 0001372020 2024-11-07 2024-11-07   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024     Great Lakes Dredge & Dock Corporation (Exact name of registrant as specified in its charter)     Delaware 001-33225 (Commission File Number) 20-5336063 (State or other jurisdiction of incorporation) (I.R.S. Employer Identification No.)     9811 Katy Freeway, Suite 1200 , Houston , TX 77024 (Address of principal executive offices) (Zip Code) ( 346 ) 359-1010 (Registrant’s telephone number, including area code)   (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock (Par Value $0.0001) GLDD Nasdaq Stock Market, LLC   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐     Item 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.   On November 7, 2024, the board of directors of Great Lakes Dredge & Dock Corporation (the “Company”), upon the recommendation of the Nominating, Corporate Governance and Sustainability Committee, amended certain provisions of its Code of Business Conduct and Ethics (the “Code of Conduct”). The Code of Conduct applies to all of the Company’s employees, including the Company’s principal executive officer, principal financial officer, princi

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