Brookfield Asset Management Ltd. 6-K Filing

Ticker: BAM · Form: 6-K · Filed: 2024-11-12T00:00:00.000Z

Sentiment: neutral

Topics: regulatory-filing, sec-form-6k, registration-statement

TL;DR

Brookfield Asset Management filed a 6-K, incorporating prior docs into S-8 and F-10 filings.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on November 12, 2024, reporting for the period ending September 30, 2024. The filing indicates that Exhibit 99.1, excluding the "Letter to Shareholders," will be incorporated by reference into existing registration statements on Form S-8 and Form F-10. The company is incorporated in A1 and its fiscal year ends on December 31.

Why It Matters

This filing updates the SEC on Brookfield Asset Management's reporting status and incorporates previous disclosures into new registration statements, which is relevant for investors tracking the company's regulatory compliance and ongoing securities offerings.

Risk Assessment

Risk Level: low — This filing is primarily administrative and updates existing disclosures, posing no new immediate risks.

Key Players & Entities

FAQ

What is the purpose of this Form 6-K filing?

This Form 6-K filing is to report for the month of November 2024 and to incorporate Exhibit 99.1 (excluding the "Letter to Shareholders") by reference into the registrant's registration statements on Form S-8 and Form F-10.

What is the reporting period for this filing?

The conformed period of report is September 30, 2024.

Which registration statements will incorporate Exhibit 99.1?

Exhibit 99.1 will be incorporated by reference into the registrant's registration statements on Form S-8 filed on December 13, 2022 (File No. 333-268783) and on Form F-10 filed on May 22, 2024 (File No. 333-279599).

What is the company's principal executive office address?

The principal executive offices are located at Brookfield Place, 250 Vesey Street, 15th Floor, New York, New York, United States 10281-0221.

Does Brookfield Asset Management Ltd. file annual reports under Form 20-F or 40-F?

The registrant indicates it files annual reports under Form 40-F.

From the Filing

0001937926-24-000029.txt : 20241112 0001937926-24-000029.hdr.sgml : 20241112 20241108173254 ACCESSION NUMBER: 0001937926-24-000029 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 20 CONFORMED PERIOD OF REPORT: 20240930 FILED AS OF DATE: 20241112 DATE AS OF CHANGE: 20241108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 241442241 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 6-K 1 a6-kcoverxq32024.htm 6-K Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: November 2024   Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. (Name of Registrant) Brookfield Place 250 Vesey Street, 15 th Floor New York, New York, United States 10281-0221 (Address of Principal Executive Offices)         Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F     Form 40-F ☑ Exhibit 99.1 of this Form 6-K (other than the “Letter to Shareholders” on page 4 therein) shall be incorporated by reference into the registrant’s registration statements on Form S-8 filed on December 13, 2022 (File No. 333-268783) and on Form F-10 filed on May 22, 2024 (File No. 333-279599) with the Securities and Exchange Commission. EXHIBIT INDEX  Exhibit   Description of Exhibit 99.1 Interim Report to Shareholders of Brookfield Asset Management Ltd. for the quarter ended September 30, 2024 99.2 Certification of Chief Executive Officer pursuant to Canadian Law 99.3 Certification of Chief Financial Officer pursuant to Canadian Law SIGNATURE  Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.     BROOKFIELD ASSET MANAGEMENT LTD. Date: November 8, 2024   By: /s/ Hadley Peer Marshall         Name:    Hadley Peer Marshall Title:      Chief Financial Officer EX-99.1 2 a2024q3brookfieldassetmana.htm EX-99.1 Document CONTENTS Letter to Shareholders 4 Management's Discussion & Analysis 9 Financial Statements 68 3 LETTER TO SHAREHOLDERS Overview We generated record results in the third quarter. Fee-bearing capital grew to $539 billion, an increase of nearly $100 billion or 23% year-over-year, which benefitted from $135 billion of inflows over the last 12 months, growth in our public affiliates, and the acquisition of partnership stakes in leading partner managers. Growth is being generated in all our business groups, with tailwinds provided by our global leadership position in energy transition, AI infrastructure and credit. We invested early into sectors which, today, are very much in favor – renewable power, nuclear energy, data centers and semiconductor manufacturing, all of which are experiencing multi-decade investment growth cycles. On the back of this growth, we generated a record $644 million of fee-related earnings (FRE) and a record $619 million of distributable earnings (DE) in the quarter, increases of 14% and 9%, respectively, over the prior year quarter. The operating leverage inherent in our busi

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