Broadridge Financial Solutions Files 8-K

Ticker: BR · Form: 8-K · Filed: 2024-11-13T00:00:00.000Z

Sentiment: neutral

Topics: disclosure, filing

Related Tickers: BR

TL;DR

BR stock filing: 8-K submitted Nov 12, 2024. Details pending.

AI Summary

On November 12, 2024, Broadridge Financial Solutions, Inc. filed an 8-K report. The filing primarily serves as a notification of Regulation FD Disclosure and includes Financial Statements and Exhibits. No specific material events or financial figures were detailed in the provided excerpt.

Why It Matters

This filing indicates Broadridge Financial Solutions, Inc. is providing updates or disclosures required by the SEC, which could contain important information for investors.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report for disclosures and exhibits, not indicating any immediate negative events.

Key Players & Entities

FAQ

What specific information is being disclosed under Regulation FD?

The provided excerpt does not specify the details of the Regulation FD disclosure, only that it is being filed.

Are there any new financial statements or exhibits being filed with this 8-K?

Yes, the filing indicates that Financial Statements and Exhibits are included as part of this 8-K report.

What is the exact date of the earliest event reported in this filing?

The earliest event reported is dated November 12, 2024.

What is the company's primary business address?

The company's business address is 5 Dakota Drive, Lake Success, New York 11042.

What is the SEC file number for Broadridge Financial Solutions, Inc.?

The SEC file number for Broadridge Financial Solutions, Inc. is 001-33220.

Filing Stats: 992 words · 4 min read · ~3 pages · Grade level 12.9 · Accepted 2024-11-12 20:05:21

Key Financial Figures

Filing Documents

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. On November 12, 2024, Broadridge Financial Solutions, Inc. (the "Company") posted its November 2024 investor presentation to its website at broadridge-ir.com. The materials presented are attached hereto as Exhibit 99.1 and incorporated herein by reference. The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Forward-Looking Statements

Forward-Looking Statements This Current Report on Form 8-K of Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be," "on track," and other words of similar meaning, are forward-looking statements. In particular, information appearing under "Business," "Risk Factors," and "Management's Discussion and Analysis of Financial Condition and Results of Operations" includes forward-looking statements. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed. Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include: changes in laws and regulations affecting Broadridge's clients or the services provided by Broadridge; Broadridge's reliance on a relatively small number of clients, the continued financial health of those clients, and the continued use by such clients of Broadridge's services with favorable pricing terms; a material security breach or cybersecurity attack affecting the information of Broadridge's clients; declines in participation and activity in the securities markets; the failure of Broadridge's key service providers to provide the anticipated levels of service; a disaster or other significant slowdown or failure of Broadridge's systems or error in the performance of Broadridge's services; overall market, economic and geopolitical conditions and their impact on the securities markets; the success of Broadridge in retaining and selling additional services to its existing clients and in obtaining new clients; Broadridge's failure to keep pa

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Broadridge Financial Solutions, Inc. November 2024 Investor Presentation 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: November 12, 2024 BROADRIDGE FINANCIAL SOLUTIONS, INC. By: /s/ Ashima Ghei Ashima Ghei Corporate Vice President and Interim Chief Financial Officer

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