SC 13G: Asana, Inc.

AI Summary

SC 13G filing by Asana, Inc..

Risk Assessment

Risk Level: low

Filing Documents

• d870569dsc13g.htm (SC 13G) — 73KB
• 0001193125-24-256908.txt ( ) — 75KB

From the Filing

SC 13G 1 d870569dsc13g.htm SC 13G SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 (b) (Amendment No. )* Asana, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 04342Y104 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO.04342Y104 13G Page 2 of 7 Pages 1 NAME OF REPORTING PERSON ALLIANZ GLOBAL INVESTORS GmbH 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Frankfurt, Germany NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 7,139,961 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 22,726 8 SHARED DISPOSITIVE POWER 7,117,235 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,139,961 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% 12 TYPE OF REPORTING PERSON FI CUSIP NO.04342Y104 13G Page 3 of 7 Pages Item 1 (a) Name of Issuer : Asana, Inc. (b) Address of Issuers Principal Executive Offices : 633 Folsom Street, Suite 100 San Francisco, CA 94107 Item 2 (a) Name of Filer : Allianz Global Investors GmbH (AGI GmbH) (b) Filers Address of Principal Business Office : AGI GmbH: Bockenheimer Landstrasse 42-44, Frankfurt, 2M 60323 Germany (c) Filers Citizenship : AGI GmbH: Germany (d) Title of Class of Securities : Class A Common Stock (e) CUSIP Number : 04342Y104 Item 3 If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a : (a) Broker or dealer registered under Section 15 of the Act; (b) Bank as defined in Section 3(a)(6) of the Act; (c) Insurance company as defined in Section 3(a)(19) of the Act; (d) Investment company registered under Section 8 of the Investment Company Act of 1940, as amended (the Investment Company Act); (e) Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) Parent holding company or control person, in accordance with 13d-1(b)(ii)(G); (h) Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); or (k) Group, in accordance with Rule13d-1(b)(1)(ii)(K); If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: German investment adviser. CUSIP NO.04342Y104 13G Page 4 of 7 Pages Item 4 Ownership . (a) Amount beneficially owned:7,139,961 (b) Percent of Class:5.0% (c) Number of shares as to which such person has: (i) Sole power to vote or direct the vote: AGI GmbH:7,117,235 PT Allianz Global Investors Asset Management Indonesia (AGI Indonesia):22,726 (ii) Shared power to vote:0 (iii) Sole power to dispose or direct the disposition of: AGI GmbH:0 AGI Indonesia:22,726 (iv) Shared power to dispose or direct the disposition of: AGI GmbH:7,117,235 AGI Indonesia:0 Each of the entities named in this Item 4 (collectively, the AGI Affiliated Advisers), including AGI Indonesia which is an affiliate of AGI GmbH, is a non-U.S. institution as described in Item 3(j). The securities reported in this Schedule 13G are held by investment advisory clients or discretionary accounts of which an AGI Affiliated Adviser is the investment adviser. When an investment management contract (including a sub-advisory agreement) delegates to an AGI Affiliated Adviser investment discretion or voting power over the securities held in the investment advisory accounts that are subject to that agreement, the AGI Affiliated Adviser is treated as having sole investment discretion or voting authority, as the case may be, for purposes of Schedule