SC 13G: NN INC

AI Summary

SC 13G filing by NN INC.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — ame of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 629337

Filing Documents

• sayw24111420_13g.htm (SC 13G) — 104KB
• 0000905148-24-003188.txt ( ) — 105KB

From the Filing

SC 13G 1 sayw24111420_13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* NN, Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 629337106 (CUSIP Number) September 30, 2024 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 629337106 13G Page 2 of 9 pages 1 NAMES OF REPORTING PERSONS Nomura Holdings, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Japan NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 3,005,837 (1) 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 3,005,837 (1) 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,005,837 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.0% (2) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) HC (1) This represents 3,005,837 shares of Common Stock beneficially owned by Nomura Global Financial Products, Inc. ("NGFP"). NGFP is a wholly owned subsidiary of Nomura Holdings, Inc., which accordingly may be deemed to beneficially own the shares of Common Stock beneficially owned by NGFP. (2) The percent of class is calculated based on 50,048,063 shares of Common Stock outstanding as of July 26, 2024 , as reported in the Issuer's quarterly report on Form 10-Q for the fiscal quarter ended June 30, 2024 filed with the SEC on August 7, 2024. CUSIP No. 629337106 13G Page 3 of 9 pages 1 NAMES OF REPORTING PERSONS Nomura Global Financial Products, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 3,005,837 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 3,005,837 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,005,837 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) Not applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.0% (3) 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) BD (3) The percent of class is calculated based on 50,048,063 shares of Common Stock outstanding as of July 26, 2024 , as reported in the Issuer's quarterly report on Form 10-Q for the fiscal quarter ended June 30, 2024 filed with the SEC on August 7, 2024. CUSIP No. 629337106 13G Page 4 of 9 pages Item 1. (a) Name of Issuer: NN, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 6210 Ardrey Kell Road, Suite 120 Charlotte, NC 28277 Item 2. (a) Name of Person(s) Filing: Nomura Holdings, Inc. Nomura Global Financial Products, Inc. (b) Address of Principal Business Office or, if none, Residence: Nomura Holdings, Inc. 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan Nomura Global Financial Products, Inc. Worldwide Plaza 309 West 49 th Street New York, NY 10019 (c) Citizenship: Nomura Holdings, Inc. Japan Nomura Global Financial Products, Inc. Delaware (d) Title of Class of Securities: Common Stock, par value $0.01 ("Common Stock") (e) CUSIP Number: 629337106 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a : (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act