Palantir Technologies 8-K: Delisting Notice Filed

TL;DR

PLTR filed an 8-K about delisting concerns - need to watch this.

AI Summary

Palantir Technologies Inc. filed an 8-K on November 14, 2024, to report a notice of delisting or failure to satisfy a continued listing rule, a Regulation FD disclosure, and financial statements and exhibits. The filing indicates potential issues with meeting listing requirements, though specific details regarding the nature of the delisting concern or the financial statements are not elaborated in this excerpt.

Why It Matters

This filing signals potential compliance issues with stock exchange listing rules, which could impact investor confidence and stock liquidity if not resolved.

Risk Assessment

Risk Level: medium — A notice of delisting or failure to meet listing standards introduces uncertainty and potential negative market reaction.

Key Players & Entities

• Palantir Technologies Inc. (company) — Filer of the 8-K report
• November 14, 2024 (date) — Date of the earliest event reported in the 8-K

FAQ

From the Filing

0001321655-24-000219.txt : 20241114 0001321655-24-000219.hdr.sgml : 20241114 20241114160810 ACCESSION NUMBER: 0001321655-24-000219 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20241114 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20241114 DATE AS OF CHANGE: 20241114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Palantir Technologies Inc. CENTRAL INDEX KEY: 0001321655 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 680551851 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39540 FILM NUMBER: 241462091 BUSINESS ADDRESS: STREET 1: 1200 17TH STREET STREET 2: FLOOR 15 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 720-358-3679 MAIL ADDRESS: STREET 1: 1200 17TH STREET STREET 2: FLOOR 15 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Palantir Technologies Inc DATE OF NAME CHANGE: 20050324 8-K 1 pltr-20241114.htm 8-K pltr-20241114 0001321655 FALSE 0001321655 2024-11-14 2024-11-14 0001321655 2024-11-04 2024-11-04 ________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________________ FORM 8-K _________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported) November 14, 2024 _________________________ Palantir Technologies Inc. (Exact name of registrant as specified in its charter) _________________________ Delaware 001-39540 68-0551851 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification Number) 1200 17th Street, Floor 15 Denver , Colorado 80202 (Address of principal executive offices and zip code) (720) 358-3679 (Registrant’s telephone number, including area code) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.001 per share PLTR New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ _________________________________________________________________________________________________________________________________________________________________________________________________________________________________________