SC 13G: NUSCALE POWER Corp

AI Summary

SC 13G filing by NUSCALE POWER Corp.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.0001 — (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of

Filing Documents

• ef20038668_sc13g.htm (SC 13G) — 51KB
• 0001140361-24-046841.txt ( ) — 52KB

From the Filing

SC 13G 1 ef20038668_sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c) AND (d) NuScale Power Corporation (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 67079K100 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: Rule 13d-1 (b) Rule 13d-1 (c) Rule 13d-1 (d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 67079K100 13G Page 2 of 4 Pages 1 NAMES OF REPORTING PERSONS Global X Management Company LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 5,514,289 ** 6 SHARED VOTING POWER 0 7 SOLE DISPOSITIVE POWER 5,514,289 ** 8 SHARED DISPOSITIVE POWER 0 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,514,289 ** 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.63% 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IA ** See Item 4 of this Filing CUSIP No. 67079K100 13G Page 3 of 4 Pages Item 1. (a) Name of Issuer NuScale Power Corporation (b) Address of Issuer's Principal Executive Offices 1100 NE Circle Blvd., Suite 200, Corvallis, OR 97330 Item 2 (a). (b). (c). Name, Principal Business Address, and Citizenship of Persons Filing: (1) Global X Management Company LLC ("GXMC") 605 3rd Avenue, 43rd Floor New York, NY 10158 Citizenship: DE (d) Title of Class of Securities Class A common stock, $0.0001 par value per share (e) CUSIP Number 67079K100 Item 3. If this statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) Group, in accordance with 240.13d-1(b)(1)(ii)(J). CUSIP No. 67079K100 13G Page 4 of 4 Pages Item 4. The information in items 1 and 5 through 11 on the cover page (p. 2 ) on Schedule 13G is hereby incorporated by reference. Item 5. Not Applicable. Item 6. Certain investment companies registered under Section 8 of the Investment Company Act of 1940 managed by GXMC have the right to receive any dividends from, or the proceeds from the sale of, the securities reported herein. Such interest of Global X Uranium ETF Shares relates to more than 5 percent of the class of securities reported herein. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not Applicable. Item 8. Identification and Classification of Members of the Group. Not Applicable. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the informati