Broadridge Financial Solutions Files 8-K on Security Holder Vote

TL;DR

BROADRIDGE holding shareholder vote, details TBD.

AI Summary

On November 14, 2024, Broadridge Financial Solutions, Inc. filed an 8-K report to announce the submission of matters to a vote of its security holders. The filing does not contain specific details about the matters to be voted on or any associated financial implications.

Why It Matters

This filing indicates that Broadridge Financial Solutions is convening a meeting for its security holders to vote on certain matters, which could potentially impact corporate governance or strategic decisions.

Risk Assessment

Risk Level: low — The filing is procedural and does not disclose any new financial information or significant corporate events that would immediately impact the company's risk profile.

Key Players & Entities

• BROADRIDGE FINANCIAL SOLUTIONS, INC. (company) — Registrant
• November 14, 2024 (date) — Date of Report
• 5 Dakota Drive Lake Success New York 11042 (address) — Business Address

FAQ

Key Financial Figures

• $0.01 — h Registered: Common Stock, par value $0.01 per share BR New York Stock Exchange

Filing Documents

• br-20241114.htm (8-K) — 54KB
• 0001383312-24-000059.txt ( ) — 176KB
• br-20241114.xsd (EX-101.SCH) — 2KB
• br-20241114_lab.xml (EX-101.LAB) — 21KB
• br-20241114_pre.xml (EX-101.PRE) — 12KB
• br-20241114_htm.xml (XML) — 3KB

07. Submission of Matters to a Vote of Security Holders

Item 5.07. Submission of Matters to a Vote of Security Holders. On November 14, 2024, Broadridge Financial Solutions, Inc. ("Broadridge" or the "Company") held its 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting"). At the 2024 Annual Meeting, stockholders approved all of management's proposals, which were: 1. The election of 10 directors for terms of one year and until their successors are elected and qualified; 2. The advisory vote to approve the Company's executive compensation (the Say on Pay Vote); and 3. The ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2025. Proposal No. 1 : To elect 11 directors to hold office until the Annual Meeting of Stockholders in the year 2024 and until their respective successors are duly elected and qualified. FOR AGAINST ABSTAIN Broker Non-Votes Pamela L. Carter 96,833,510 1,970,344 73,054 8,078,178 Richard J. Daly 97,063,152 1,745,689 68,067 8,078,178 Robert N. Duelks 94,690,128 3,181,217 1,005,563 8,078,178 Melvin L. Flowers 98,457,443 342,787 76,678 8,078,178 Timothy C. Gokey 98,383,287 418,492 75,129 8,078,178 Brett A. Keller 98,641,868 161,467 73,573 8,078,178 Maura A. Markus 94,561,867 4,245,111 69,930 8,078,178 Eileen K. Murray 98,450,013 354,101 72,794 8,078,178 Annette L. Nazareth 98,654,810 152,592 69,506 8,078,178 Amit K. Zavery 98,680,494 118,195 78,219 8,078,178 Proposal No. 2 : Advisory vote on the Company's executive compensation (the Say on Pay Vote). FOR AGAINST ABSTAIN Broker Non-Votes 88,015,064 10,695,498 166,346 8,078,178 Proposal No. 3 : To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2025. FOR AGAINST ABSTAIN 105,220,102 1,692,002 42,982

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Dated: November 14, 2024 BROADRIDGE FINANCIAL SOLUTIONS, INC. By: /s/ Hope M. Jarkowski Hope M. Jarkowski Chief Legal Officer