Brookfield Asset Management Files 6-K

Ticker: BAM · Form: 6-K · Filed: 2024-12-02T00:00:00.000Z

Sentiment: neutral

Topics: sec-filing, foreign-private-issuer, annual-report

TL;DR

Brookfield Asset Management filed a 6-K, looks like they're using the 40-F for their annual report.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on December 2, 2024, for the month of December 2024. The filing indicates that the company is submitting its report under Form 40-F, which is typically used for annual reports by Canadian issuers. The company's principal executive office is located in Toronto, Ontario, Canada.

Why It Matters

This filing signals that Brookfield Asset Management is providing an update or report to the SEC, potentially related to its ongoing operations or financial status as a Canadian issuer.

Risk Assessment

Risk Level: low — This is a routine filing for a foreign private issuer and does not appear to contain any immediately alarming information.

Key Players & Entities

FAQ

What is the purpose of a Form 6-K filing?

A Form 6-K is a report of foreign private issuers pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, used to provide information that the issuer makes or is required to make public in its home country, files or is required to file with any stock exchange on which its securities are traded, or distributes or is required to distribute to its security holders.

What is Form 40-F?

Form 40-F is an annual report required to be filed by certain Canadian issuers with the SEC, serving as an equivalent to a U.S. domestic issuer's annual report on Form 10-K.

What is the SEC file number for Brookfield Asset Management Ltd.?

The SEC file number for Brookfield Asset Management Ltd. is 001-41563.

Where is Brookfield Asset Management Ltd.'s principal executive office located?

Brookfield Asset Management Ltd.'s principal executive office is located at Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada M5J 2T3.

What is the filing date of this Form 6-K?

This Form 6-K was filed on December 2, 2024.

From the Filing

0001171843-24-006665.txt : 20241202 0001171843-24-006665.hdr.sgml : 20241202 20241202173004 ACCESSION NUMBER: 0001171843-24-006665 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20241202 FILED AS OF DATE: 20241202 DATE AS OF CHANGE: 20241202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 241520253 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 6-K 1 f6k_120224.htm FORM 6-K   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-41563 Brookfield Asset Management Ltd. (Translation of registrant's name into English) Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762 Toronto, Ontario, Canada M5J 2T3 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-F [   ]      Form 40-F [ X ]     Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):        Note:  Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders. Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):        Note:  Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's "home country"), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.  On December 2, 2024, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1 and is incorporated herein by reference. (c) Exhibit 99.1. Press release dated December 2, 2024 --> EXHIBIT INDEX   Exhibit Number   Description       99.1   Press Release dated December 2, 2024 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.         Brookfield Asset Management Ltd.         (Registrant)           Date: December 2, 2024       /s/ Hadley Peer Marshall         Hadley Peer Marshall     Chief Financial Officer     EX-99.1 2 exh_991.htm PRESS RELEASE EdgarFiling EXHIBIT 99.1 Brookfield Asset Management Shareholder Meeting NEW YORK, Dec. 02, 2024 (GLOBE NEWSWIRE) -- Brookfield Asset Management Ltd. (NYSE: BAM, TSX: BAM) (“BAM”) today announced that

View on Read The Filing