Cboe Global Markets Files 8-K/A Amendment

TL;DR

Cboe Global Markets filed an 8-K/A amendment, updating corporate docs and financials.

AI Summary

Cboe Global Markets, Inc. filed an amendment (8-K/A) on December 5, 2024, to its previous filing dated November 29, 2024. This amendment pertains to changes in its Articles of Incorporation or Bylaws and includes financial statements and exhibits. The filing date for the report is December 5, 2024.

Why It Matters

This filing indicates an update or correction to Cboe's corporate governance documents or financial reporting, which could affect how investors interpret the company's structure and performance.

Risk Assessment

Risk Level: low — This is a routine amendment filing for corporate governance and financial reporting, not indicating immediate operational or financial distress.

Key Numbers

• 001-34774 — SEC File Number (Identifies the specific SEC filing for Cboe Global Markets, Inc.)
• 20-5446972 — IRS Employer Identification No. (Tax identification number for Cboe Global Markets, Inc.)

Key Players & Entities

• Cboe Global Markets, Inc. (company) — Registrant
• 0001374310 (company) — Central Index Key
• 20241205 (date) — Filing Date
• 20241129 (date) — Report Date

FAQ

From the Filing

0001628280-24-050040.txt : 20241205 0001628280-24-050040.hdr.sgml : 20241205 20241205144129 ACCESSION NUMBER: 0001628280-24-050040 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20241129 ITEM INFORMATION: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20241205 DATE AS OF CHANGE: 20241205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cboe Global Markets, Inc. CENTRAL INDEX KEY: 0001374310 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 205446972 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34774 FILM NUMBER: 241528763 BUSINESS ADDRESS: STREET 1: 433 WEST VAN BUREN STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 312 786 7200 MAIL ADDRESS: STREET 1: 433 WEST VAN BUREN STREET CITY: CHICAGO STATE: IL ZIP: 60607 FORMER COMPANY: FORMER CONFORMED NAME: CBOE Holdings, Inc. DATE OF NAME CHANGE: 20060831 8-K/A 1 cboe-20241129.htm 8-K/A cboe-20241129 FALSE 0001374310 12/31 0001374310 2024-11-29 2024-11-29 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________________________________________________________ Form 8-K/A Amendment No. 1 ________________________________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 29, 2024 ________________________________________________________ Cboe Global Markets, Inc. (Exact name of registrant as specified in its charter) ________________________________________________________ Delaware (State or other jurisdiction of incorporation) 001-34774 20-5446972 (Commission File Number) (IRS Employer Identification No.) 433 West Van Buren Street Chicago , Illinois 60607 (Address and Zip Code of Principal Executive Offices) Registrant's telephone number, including area code ( 312 ) 786-5600 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class: Trading Symbol Name of each exchange on which registered: Common Stock, par value of $0.01 per share CBOE CboeBZX Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  o Explanatory Note This Amendment No. 1 on Form 8-K/A is being filed solely to ensure an additional item number tag (Item 9.01) is reflected in the EDGAR system for the submission of the Current Report on Form 8-K filed December 4, 2024, with respect to the effectiveness of the Company’s Eighth Amended and Restated Bylaws. No substantive changes have been made to the disclosures previously provided. Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On November 29, 2024, the Eighth Amended and Restated Bylaws (the “ Bylaws &#8