Super Micro Computer Files 8-K on Listing Status
Ticker: SMCI · Form: 8-K · Filed: 2024-12-06T00:00:00.000Z
Sentiment: neutral
Topics: listing-rules, delisting-notice, regulatory
Related Tickers: SMCI
TL;DR
SMCI filed an 8-K regarding listing rules - could be a red flag for the stock.
AI Summary
Super Micro Computer, Inc. filed an 8-K on December 6, 2024, to report a Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard, and a Transfer of Listing. The filing also includes Financial Statements and Exhibits.
Why It Matters
This filing indicates potential issues with Super Micro Computer's continued listing on an exchange, which could impact investor confidence and stock price.
Risk Assessment
Risk Level: medium — Filings related to listing rules or potential delisting can signal underlying financial or compliance issues that pose a risk to investors.
Key Players & Entities
- Super Micro Computer, Inc. (company) — Registrant
- December 6, 2024 (date) — Date of earliest event reported
- 408-503-8000 (phone_number) — Registrant's telephone number
FAQ
What specific listing rule or standard is Super Micro Computer failing to meet?
The filing indicates a 'Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard' but does not specify the exact rule in the provided text.
What is the nature of the 'Transfer of Listing' mentioned in the filing?
The filing mentions a 'Transfer of Listing' as an item information, but the specific details of this transfer are not elaborated in the provided text.
When was this 8-K form filed?
The form was filed on December 6, 2024.
What is Super Micro Computer's principal executive office address?
The address is 980 Rock Avenue, San Jose, California 95131.
Does this filing provide updated financial statements?
Yes, the filing is categorized under 'Financial Statements and Exhibits', indicating that such information is included.
From the Filing
0001375365-24-000045.txt : 20241206 0001375365-24-000045.hdr.sgml : 20241206 20241206170630 ACCESSION NUMBER: 0001375365-24-000045 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20241206 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20241206 DATE AS OF CHANGE: 20241206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Super Micro Computer, Inc. CENTRAL INDEX KEY: 0001375365 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] ORGANIZATION NAME: 06 Technology IRS NUMBER: 770353939 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-33383 FILM NUMBER: 241533115 BUSINESS ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 408-503-8000 MAIL ADDRESS: STREET 1: 980 ROCK AVENUE CITY: SAN JOSE STATE: CA ZIP: 95131 8-K 1 smci-20241206.htm 8-K smci-20241206 0001375365 false 0001375365 2024-12-06 2024-12-06 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     __________________________________________________________________________ FORM 8-K   __________________________________________________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2024   SUPER MICRO COMPUTER, INC. (Exact name of registrant as specified in its charter)   Delaware 001-33383 77-0353939 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 980 Rock Avenue , San Jose , California 95131 (Address of principal executive offices, including Zip Code) Registrant’s telephone number, including area code: ( 408 )  503-8000 Not Applicable (Former name or former address, if changed since last report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered or to be registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.001 par value   SMCI   The NASDAQ Global Select Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing On December 6, 2024, Super Micro Computer, Inc. (the “Company”) received a letter (the “Letter”) from the Nasdaq Stock Market (“Nasdaq”) informing the Company that Nasdaq has granted the Company’s request for an exception to Nasdaq’s Listing Rule 5250(c)(1) through February 25, 2025. The exception gives the Company until February 25, 2025 to file its Annual Report on Form 10-K for the fiscal year ended June 30, 2024, its Quarterly Repor