SC 13G/A: FOUNDATIONS INVESTMENT ADVISORS, LLC
| Field | Detail |
|---|---|
| Company | Foundations Investment Advisors, LLC |
| Form Type | SC 13G/A |
| Filed Date | Dec 6, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by FOUNDATIONS INVESTMENT ADVISORS, LLC.
Risk Assessment
Risk Level: low
FAQ
What type of filing is this?
This is a SC 13G/A filing submitted by Foundations Investment Advisors, LLC to the SEC on Dec 6, 2024.
What is the risk level of this SC 13G/A filing?
This filing has been assessed as low risk.
How long is this filing?
Foundations Investment Advisors, LLC's SC 13G/A filing is 3 pages with approximately 927 words. Estimated reading time is 4 minutes.
Where can I view the full SC 13G/A filing?
The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.
Filing Stats: 927 words · 4 min read · ~3 pages · Grade level 8.4 · Accepted 2024-12-06 17:50:47
Filing Documents
- afifa1_120624.htm (SC 13G/A) — 25KB
- 0001085146-24-006031.txt ( ) — 27KB
(a)
ITEM 1(a). NAME OF ISSUER: Two Roads Shared Trust
(b)
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 225 Pictoria Drive, Suite 450 Cincinnati, OH 45246
(a)
ITEM 2(a). NAME OF PERSON FILING: Foundations Investment Advisors, LLC
(b)
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 4050 E. Cotton Center Blvd., Suite 40 Phoenix, Arizona 85040
(c)
ITEM 2(c). CITIZENSHIP: Arizona, USA
(d)
ITEM 2(d). TITLE OF CLASS OF SECURITIES: Exchange Traded Product
(e)
ITEM 2(e). CUSIP NUMBER: 90214Q766 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: (a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); (b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); (e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); (k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: ITEM 4. Foundations Investment Advisors, LLC (a) Amount beneficially owned: 1,366,348.4 (b) Percent of class: 11.4% (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or direct the disposition of: 1,366,348 (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five p