Raymond James Financial Announces Director Changes
Ticker: RJF · Form: 8-K · Filed: Dec 9, 2024 · CIK: 720005
Sentiment: neutral
Topics: board-changes, officer-appointments, governance
Related Tickers: RJF
TL;DR
RJF board shakeup: Robert James out, two James family members in. New comp plans too.
AI Summary
Raymond James Financial, Inc. announced on December 3, 2024, the departure of director Robert L. James and the election of new directors, including Thomas A. James, Jr. and W. Nicholas James. The company also reported on compensatory arrangements for certain officers.
Why It Matters
Changes in board composition can signal shifts in company strategy or governance, potentially impacting investor confidence and future performance.
Risk Assessment
Risk Level: low — The filing primarily concerns routine board and officer changes and compensatory arrangements, with no immediate financial distress or significant operational shifts indicated.
Key Players & Entities
- Raymond James Financial, Inc. (company) — Registrant
- Robert L. James (person) — Departing Director
- Thomas A. James, Jr. (person) — Elected Director
- W. Nicholas James (person) — Elected Director
FAQ
Who has departed from the Board of Directors of Raymond James Financial, Inc.?
Robert L. James has departed from the Board of Directors.
Who were elected as new directors to the Board of Raymond James Financial, Inc.?
Thomas A. James, Jr. and W. Nicholas James were elected as new directors.
What is the exact date of the report for this 8-K filing?
The date of the report is December 3, 2024.
What is the principal executive office address for Raymond James Financial, Inc.?
The address is 880 Carillon Parkway, St. Petersburg, Florida 33716.
What are the main items reported in this 8-K filing?
The filing reports on the departure of directors, election of directors, appointment of certain officers, and compensatory arrangements of certain officers, as well as financial statements and exhibits.
Filing Stats: 960 words · 4 min read · ~3 pages · Grade level 11.3 · Accepted 2024-12-09 17:17:00
Key Financial Figures
- $767,310 — ncing October 1, 2023 to the present of $767,310 and LTIP contributions in the amount of
- $23,016 — and LTIP contributions in the amount of $23,016. The Compensation and Talent Committe
Filing Documents
- rjf-20241203.htm (8-K) — 31KB
- ex991_rjf20241204releaseceo.htm (EX-99.1) — 9KB
- raymondjameslogo.jpg (GRAPHIC) — 238KB
- 0000720005-24-000074.txt ( ) — 537KB
- rjf-20241203.xsd (EX-101.SCH) — 3KB
- rjf-20241203_def.xml (EX-101.DEF) — 16KB
- rjf-20241203_lab.xml (EX-101.LAB) — 28KB
- rjf-20241203_pre.xml (EX-101.PRE) — 16KB
- rjf-20241203_htm.xml (XML) — 4KB
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits (d) Exhibits. The following are filed as exhibits to this report: Exhibit No. Description 99.1 Press release, dated December 4, 2024, issued by Raymond James Financial, Inc. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RAYMOND JAMES FINANCIAL, INC. Date: December 9, 2024 By: /s/ Jonathan N. Santelli Jonathan N. Santelli Executive Vice President, General Counsel and Secretary