Broadridge Financial Solutions Files 8-K for Officer/Director Changes

Ticker: BR · Form: 8-K · Filed: 2024-12-16T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, officer-changes, director-changes

Related Tickers: BR

TL;DR

Broadridge filed an 8-K for exec/director changes & comp. Details to follow.

AI Summary

On December 16, 2024, Broadridge Financial Solutions, Inc. filed an 8-K report detailing changes in its board of directors and certain officers, as well as updates to compensatory arrangements. The filing also includes financial statements and exhibits, though specific financial figures or names of individuals involved in these changes were not detailed in the provided text.

Why It Matters

This filing indicates potential shifts in corporate governance and executive compensation at Broadridge Financial Solutions, which could impact investor confidence and strategic direction.

Risk Assessment

Risk Level: low — The filing is procedural and reports on corporate governance changes without immediate financial implications mentioned.

Key Players & Entities

FAQ

What specific changes were made to the board of directors or officer positions?

The filing indicates changes related to the departure of directors or certain officers and the election of directors, but the specific names and details of these changes are not provided in the excerpt.

Are there any details on new compensatory arrangements for officers?

The filing mentions 'Compensatory Arrangements of Certain Officers' as an item, but the specific details of these arrangements are not included in the provided text.

What is the exact date of the earliest event reported in this 8-K?

The earliest event reported is December 16, 2024.

What is Broadridge Financial Solutions, Inc.'s state of incorporation and IRS number?

Broadridge Financial Solutions, Inc. is incorporated in Delaware and its IRS Employer Identification Number is 33-1151291.

What are the primary items covered in this 8-K filing?

This 8-K filing covers the departure of directors or certain officers, election of directors, appointment of certain officers, compensatory arrangements of certain officers, and financial statements and exhibits.

Filing Stats: 975 words · 4 min read · ~3 pages · Grade level 10.2 · Accepted 2024-12-16 15:28:31

Key Financial Figures

Filing Documents

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release of Broadridge Financial Solutions, Inc. dated December 16, 2024 104 Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 16, 2024 BROADRIDGE FINANCIAL SOLUTIONS, INC. By: /s/ Hope M. Jarkowski Hope M. Jarkowski Corporate Vice President and Chief Legal Officer

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