Series Portfolios Trust Proxy Filing for ETFs

TL;DR

Series Portfolios Trust filed proxy docs for NANC & KRUZ ETFs - shareholder votes coming up.

AI Summary

Series Portfolios Trust filed a DEFA14A on December 23, 2024, related to proxy statements for its ETFs, including the Unusual Whales Subversive Democratic Trading ETF (NANC) and the Unusual Whales Subversive Republican Trading ETF (KRUZ). The filing concerns the solicitation of proxies for matters to be voted on by shareholders, though specific proposals are not detailed in this excerpt.

Why It Matters

This filing is a standard regulatory requirement for publicly traded funds, indicating upcoming shareholder votes that could impact the management or structure of the ETFs.

Risk Assessment

Risk Level: low — This is a routine DEFA14A filing for proxy solicitation, not indicating any immediate financial distress or significant operational change.

Key Players & Entities

• Series Portfolios Trust (company) — Registrant
• Unusual Whales Subversive Democratic Trading ETF (company) — ETF Name
• NANC (company) — ETF Ticker
• Unusual Whales Subversive Republican Trading ETF (company) — ETF Name
• KRUZ (company) — ETF Ticker

FAQ

Filing Documents

• unusualwhalesetfsdefa14a12.htm (DEFA14A) — 38KB
• image_0.jpg (GRAPHIC) — 2KB
• 0000894189-24-007549.txt ( ) — 42KB
• S000078920
• C000239710 (NANC)
• S000078921
• C000239711 (KRUZ)

From the Filing

Document SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a Party other than the Registrant o Check the appropriate box o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Joint Proxy Statement o Definitive Additional Materials Soliciting Material Under Rule 14a-12 SERIES PORTFOLIO TRUST (Name of Registrant as Specified in its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check the appropriate box) No fee required. o Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11. (1) Title of each class of securities to which transaction applies (2) Aggregate number of securities to which transaction applies (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined) (4) Proposed maximum aggregate value of transaction (5) Total fee paid o Fee paid previously with preliminary materials o Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid (2) Form, Schedule or Registration Statement No. (3) Filing Party (4) Date Filed Unusual Whales Subversive Democratic Trading ETF Unusual Whales Subversive Republican Trading ETF (together, the "Target Funds"), Each a series of Series Portfolios Trust NOTICE OF MEETING ADJOURNMENT December 20 , 2024 Dear Shareholder, The Special Meeting of Shareholders of the above Target Funds has been adjourned until December 27, 2024. The overall vote response for both Funds has been positive. Greater than 82% of your fellow shareholders have voted FOR the Plan of Reorganization. You may join your fellow shareholders in voting by following the instructions in the box below Vote by Phone by calling +1 (888) 372-8265 and speaking with a proxy voting specialist today. Our representatives are available weekdays from 10 a.m. to 11 p.m. Eastern time. You may also call the toll-free number on the enclosed card and follow the prompts. Vote by Internet by visiting the internet address on the enclosed card and following the instructions. * Vote by Mail by completing, signing, and dating the enclosed card and returning it in the enclosed prepaid return envelope. Sincerely, s Ryan L. Roell RYAN L. ROELL PRESIDENT, SERIES PORTFOLIOS TRUST

View Full Filing

View this DEFA14A filing on SEC EDGAR