Brookfield Asset Management Files 6-K with Shareholder Meeting Notice

TL;DR

Brookfield Asset Management (BAM) filed a 6-K with a shareholder meeting notice; check the proxy materials.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on December 27, 2024, reporting information for the month of December 2024. This filing includes Exhibit 99.2, which is a Notice of Special Meeting of Shareholders and Management Information Circular. Notably, Exhibit 99.2 is incorporated by reference into Brookfield's existing registration statements on Form S-8 (filed December 13, 2022) and Form F-10 (filed May 22, 2024).

Why It Matters

This filing signals upcoming shareholder engagement and potential decisions, as it includes a notice for a special meeting and related management information.

Risk Assessment

Risk Level: low — The filing is routine and primarily informational, incorporating previously filed documents.

Key Players & Entities

• Brookfield Asset Management Ltd. (company) — Registrant
• December 27, 2024 (date) — Filing Date
• December 2024 (date) — Reporting Period
• Form S-8 (document) — Incorporated by reference
• Form F-10 (document) — Incorporated by reference

FAQ

From the Filing

0001104659-24-132158.txt : 20241227 0001104659-24-132158.hdr.sgml : 20241227 20241227162344 ACCESSION NUMBER: 0001104659-24-132158 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 35 CONFORMED PERIOD OF REPORT: 20241227 FILED AS OF DATE: 20241227 DATE AS OF CHANGE: 20241227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 241585967 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 6-K 1 tm2428073d7_6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: December 2024 Commission File Number: 001-41563 Brookfield Asset Management LTD. (Name of Registrant) Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281-0221 (Address of Principal Executive Offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ¨ Form 40-F x Exhibits 99.2 of this Form 6-K shall be incorporated by reference into the registrant’s registration statements on Form S-8 filed on December 13, 2022 (File No. 333-268783) and on Form F-10 filed on May 22, 2024 (File No. 333-279599) with the Securities and Exchange Commission. EXHIBIT INDEX Exhibit Description of Exhibit 99.1 Proxy Class A Limited Voted Shares 99.2 Notice of Special Meeting of Shareholders and Management Information Circular SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BROOKFIELD ASSET MANAGEMENT LTD. Date: December 27, 2024 By: /s/ Kathy Sarpash Name: Kathy Sarpash Title: Managing Director, Legal & Regulatory EX-99.1 2 tm2428073d7_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Brookfield Asset Management Ltd. PROXY, solicited by management, for the Special Meeting of Shareholders of Brookfield Asset Management Ltd. (the “Corporation”) to be held on Monday, January 27, 2025 at 10:00 a.m. (Toronto time), via live audio webcast online at https://meetings.lumiconnect.com/400-755-930-608 (the “Meeting”) password “brookfield2025” (case sensitive), and at all adjournments thereof. Capitalized terms used and not otherwise defined herein have the meaning given to them in the management information circular of the Corporation dated December 1, 2024 (the “Circular”). If you wish to appoint a proxyholder other than the Corporation’s nominees below YOU MUST enter the name of your proxyholder below AND call 1-866-751-6315 (within North America) or 416-682-3860 (outside of North America) or visit online at https://www.tsxtrust.com/control-number-request by 5:00 p.m. (Toronto time) on January 23, 2025 and provide TSX Trust Company ("TSX Trust") with the required information for your chosen proxyholder so that TSX Trust may provide the proxyholder with a control number via email. This control number will allow your proxyholder to log in to and vote at the Meeting. Without a control number your proxyholder will only be able to log in to the Meeting as a guest and will not be able to ask questions or vote. The undersigned holder of Class A Limited Voting Shares of the Corporation hereby appoints MARCEL R. COUTU, or failing him SAMUEL J.B. POLLOCK, (or in lieu thereof ________________________________________), as proxy of th