PennyMac Financial Services Files 8-K

TL;DR

PMF filed an 8-K on Dec 31, 2024, for material agreements and corporate changes.

AI Summary

PennyMac Financial Services, Inc. filed an 8-K on January 3, 2025, reporting events as of December 31, 2024. The filing indicates the entry into a material definitive agreement, amendments to its articles of incorporation or bylaws, and the submission of financial statements and exhibits. Specific details of the material definitive agreement and amendments are not provided in this excerpt.

Why It Matters

This filing signals significant corporate actions by PennyMac Financial Services, Inc., potentially impacting its structure, governance, or financial arrangements.

Risk Assessment

Risk Level: medium — The filing indicates a material definitive agreement and amendments to corporate documents, which could have significant implications for the company's operations and stakeholders.

Key Players & Entities

• PennyMac Financial Services, Inc. (company) — Registrant
• December 31, 2024 (date) — Earliest event reported
• January 3, 2025 (date) — Filing date
• Delaware (jurisdiction) — State of incorporation
• 3043 Townsgate Road, Westlake Village, California 91361 (address) — Principal executive offices

FAQ

Key Financial Figures

• $0.0001 — ge on which registered Common Stock, $0.0001 par value PFSI New York Stock Excha

Filing Documents

• tm251720d1_8k.htm (8-K) — 25KB
• tm251720d1_ex3-1.htm (EX-3.1) — 4KB
• tm251720d1_ex10-1.htm (EX-10.1) — 30KB
• 0001104659-25-000828.txt ( ) — 239KB
• pfsi-20241231.xsd (EX-101.SCH) — 3KB
• pfsi-20241231_lab.xml (EX-101.LAB) — 33KB
• pfsi-20241231_pre.xml (EX-101.PRE) — 22KB
• tm251720d1_8k_htm.xml (XML) — 4KB

01

Item 1.01 Entry into a Material Definitive Agreement. In connection with the retirement of James K. Hunt and Emily Youssouf on December 31, 2024, PennyMac Financial Services, Inc. (the "Company") and HC Partners LLC entered into the Fourth Amended and Restated Stockholder Agreement (the "Stockholder Agreement") to decrease the maximum number of directors to serve on the Board from thirteen to eleven. The foregoing description of the Stockholder Agreement does not purport to be complete and is qualified in its entirety by reference to the full text of the Stockholder Agreement, a copy of which is filed as Exhibit 10.1 hereto and is incorporated herein by reference.

03 Amendments to Articles of Incorporation or Bylaws; Change

Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. On December 31, 2024 , the Board amended Article II, Section 1 of the Company's Amended and Restated Bylaws (the "Third Amendment") in connection with the retirement of James K. Hunt and Emily Youssouf to decrease the maximum number of directors to serve on the Board from thirteen to eleven. The foregoing description of the Third Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the Third Amendment, a copy of which is filed as Exhibit 3.1 hereto and incorporated herein by reference.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Description 3.1 Third Amendment to the Amended and Restated Bylaws of PennyMac Financial Services, Inc. 10.1 Fourth Amended and Restated Stockholder Agreement 104* Cover Page Interactive Data File (embedded within the Inline XBRL document) * Filed herewith.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PENNYMAC FINANCIAL SERVICES, INC. Date: January 3, 2025 /s/ Daniel S. Perotti Daniel S. Perotti Senior Managing Director and Chief Financial Officer