Rand Capital Corp Files 8-K

Ticker: RAND · Form: 8-K · Filed: 2025-01-13T00:00:00.000Z

Sentiment: neutral

Topics: sec-filing, 8-k

TL;DR

Rand Capital filed an 8-K on Jan 13, 2025, mostly procedural stuff.

AI Summary

Rand Capital Corporation filed an 8-K on January 13, 2025, reporting "Other Events" and "Financial Statements and Exhibits." The filing details the company's principal executive offices located at 1405 Rand Building, Buffalo, NY 14203, and its telephone number (716) 853-0802. No specific financial transactions or material events were detailed in the provided excerpt.

Why It Matters

This filing indicates Rand Capital Corporation is providing updates or submitting required financial information to the SEC, which is standard for publicly traded companies.

Risk Assessment

Risk Level: low — The provided excerpt is a standard SEC filing notification and does not contain information about significant risks or material changes.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing for Rand Capital Corporation?

The filing is a Current Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, reporting "Other Events" and "Financial Statements and Exhibits" as of January 13, 2025.

What is Rand Capital Corporation's principal executive office address?

The principal executive offices are located at 1405 Rand Building, Buffalo, NY 14203.

What is the telephone number for Rand Capital Corporation?

The registrant's telephone number, including area code, is (716) 853-0802.

What is the date of the earliest event reported in this filing?

The date of the earliest event reported is January 13, 2025.

Under which act is this report filed?

This report is filed under the Securities Exchange Act of 1934.

From the Filing

0001493152-25-001955.txt : 20250113 0001493152-25-001955.hdr.sgml : 20250113 20250113164524 ACCESSION NUMBER: 0001493152-25-001955 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20250113 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250113 DATE AS OF CHANGE: 20250113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 ORGANIZATION NAME: IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 25526825 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 8-K 1 form8-k.htm false 0000081955 0000081955 2025-01-13 2025-01-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of report (Date of earliest event reported): January 13, 2025   RAND CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter)   New York   814-00235   16-0961359 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (I.R.S. Employer Identification Number)   1405 Rand Building , Buffalo , NY 14203 (Address of Principal Executive Offices) (Zip Code)   (716) 853-0802 (Registrant’s Telephone Number, Including Area Code)   Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)         ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)         ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))         ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.10 par value   RAND   Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 8.01. Other Events.   On January 13, 2025, Rand Capital Corporation (the “Company”) issued a press release announcing the results of the elections made by the Company’s shareholders for cash or shares of the Company’s common stock with respect to the dividend announced by the Company on December 5, 2024. This dividend is payable by the Company on January 24, 2025. A copy of the press release containing this information is attached as Exhibit 99.1 hereto and is incorporated herein by reference.   Item 9.01. Financial Statements and Exhibits.   (d) Exhibits   Exhibit Number   Description of Exhibit 99.1   Press Release, dated January 13, 2025. 104     Cover Pag

View on Read The Filing