Rafael Holdings Reports on Shareholder Vote Matters
Ticker: RFL · Form: 8-K · Filed: Jan 13, 2025 · CIK: 1713863
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
TL;DR
Rafael Holdings held a shareholder vote on Jan 9th, details to follow.
AI Summary
Rafael Holdings, Inc. filed an 8-K on January 13, 2025, reporting on a submission of matters to a vote of security holders that occurred on January 9, 2025. The filing does not contain specific details about the vote itself, such as proposals or outcomes, but indicates a formal corporate action was taken.
Why It Matters
This filing indicates a formal shareholder vote took place, which could relate to significant corporate decisions, governance changes, or strategic initiatives that may impact the company's future direction.
Risk Assessment
Risk Level: low — The filing is a procedural report on a shareholder vote without immediate financial implications or disclosed risks.
Key Players & Entities
- Rafael Holdings, Inc. (company) — Registrant
- January 9, 2025 (date) — Date of earliest event reported
- January 13, 2025 (date) — Date of report
- Delaware (jurisdiction) — State of incorporation
- Newark, New Jersey (location) — Principal executive offices
FAQ
What specific matters were submitted to a vote of security holders on January 9, 2025?
The filing does not specify the exact matters submitted for a vote, only that such a submission occurred.
What was the outcome of the shareholder vote on January 9, 2025?
The filing does not disclose the results or outcome of the shareholder vote.
When was this Form 8-K filed with the SEC?
This Form 8-K was filed on January 13, 2025.
What is Rafael Holdings, Inc.'s principal executive office address?
The principal executive offices are located at 520 Broad Street, Newark, New Jersey 07102.
What is the SIC code for Rafael Holdings, Inc.?
The Standard Industrial Classification code is 2834, Pharmaceutical Preparations.
Filing Stats: 677 words · 3 min read · ~2 pages · Grade level 10.3 · Accepted 2025-01-13 16:37:06
Key Financial Figures
- $0.1 — tered Class B common stock, par value $0.1 per share RFL New York Stock Exchan
Filing Documents
- ea0227486-8k_rafael.htm (8-K) — 36KB
- 0001213900-25-003033.txt ( ) — 204KB
- rfl-20250109.xsd (EX-101.SCH) — 3KB
- rfl-20250109_lab.xml (EX-101.LAB) — 33KB
- rfl-20250109_pre.xml (EX-101.PRE) — 22KB
- ea0227486-8k_rafael_htm.xml (XML) — 4KB
07 Submission of Maters to a Vote of Security Holders
Item 5.07 Submission of Maters to a Vote of Security Holders. (a) Rafael Holdings, Inc.'s (the "Company") Annual Meeting of Stockholders was held on January 9, 2025 (the "Meeting"). (b) (1) A majority of the votes present or represented at the Meeting by the holders of shares entitled to vote on the following matter were voted in connection with the election of each of the Board of Directors nominees named in the Proxy Statement of the Company. The nominees for election to the Board of Directors were elected, each for a one-year term, based upon the following votes: Nominee Votes For Votes Against Abstentions Broker Non-Vote % Votes For Susan Y. Bernstein 3,652,386 18,329 395 424,930 89.17 Stephen M. Greenberg 3,536,870 133,843 396 424,930 86.35 Howard S. Jonas 3,583,121 87,578 410 424,930 87.48 Mark N. Stein 3,654,037 16,676 396 424,930 89.21 Michael J. Weiss 3,519,625 151,103 382 424,930 85.93 (2) A majority of the votes present or represented at the Meeting by the holders of shares entitled to vote on the following matter were voted in connection with the ratification of the appointment of CohnReznick LLP as the Company's independent registered public accounting firm for the Fiscal Year ending July 31, 2025. The number of votes cast with respect to this matter was as follows: Votes For Votes Against Abstentions Broker Non-Vote % Votes For 4,093,319 1,937 783 0 99.93 (3) A majority of the votes present or represented at the Meeting by the holders of shares entitled to vote on the following matter were voted in connection with the approval of an amendment to the Company's 2021 Equity Incentive Plan that increased the number of shares of the Company's Class B common stock available for the grant of awards thereunder by 750,000. The number of votes cast with respect to this matter was as follows: Votes For Votes Against Abstentions Broker Non-Vote % Votes For 3,491,712 178,235 1,162 424,930 85.2
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. RAFAEL HOLDINGS, INC. By: /s/ William Conkling Name: William Conkling Title: Chief Executive Officer Dated: January 13, 2025 2