TOMI Environmental Solutions Files 8-K

Ticker: TOMZ · Form: 8-K · Filed: Jan 15, 2025 · CIK: 314227

Sentiment: neutral

Topics: sec-filing, 8-k

TL;DR

TOMI filed an 8-K, check for updates.

AI Summary

TOMI Environmental Solutions, Inc. filed an 8-K on January 15, 2025, reporting "Other Events" and "Financial Statements and Exhibits" as of January 14, 2025. The filing does not contain specific details on new events or financial figures within the provided text.

Why It Matters

This filing indicates that TOMI Environmental Solutions, Inc. has submitted a current report to the SEC, which may contain material updates for investors.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report without immediate indication of significant negative or positive events.

Key Players & Entities

FAQ

What specific "Other Events" are being reported by TOMI Environmental Solutions, Inc. in this 8-K filing?

The provided text for the 8-K filing indicates "Other Events" as an item information, but does not specify the nature of these events.

What is the significance of the "Financial Statements and Exhibits" being reported?

Reporting "Financial Statements and Exhibits" suggests that the company is providing updated financial information or related documentation to the SEC, though the specifics are not detailed in the provided excerpt.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on January 14, 2025.

What is TOMI Environmental Solutions, Inc.'s state of incorporation and principal executive office location?

TOMI Environmental Solutions, Inc. is incorporated in Florida and its principal executive offices are located in Frederick, Maryland.

What is the SEC file number for TOMI Environmental Solutions, Inc.?

The SEC file number for TOMI Environmental Solutions, Inc. is 001-39574.

Filing Stats: 574 words · 2 min read · ~2 pages · Grade level 10.6 · Accepted 2025-01-15 09:00:31

Key Financial Figures

Filing Documents

01 Other Events

Item 8.01 Other Events. On January 14, 2025, TOMI Environmental Solution, Inc. (the "Company") received a letter from the Listing Qualifications Department of the Nasdaq Stock Market ("NASDAQ") confirming that the Company has regained compliance with NASDAQ's minimum bid price continuing listing requirement as set forth in Listing Rule 5550(a)(2) and that the matter was now closed. On January 15, the Company issued a press release announcing such compliance, a copy of which is attached as Exhibit 99.2 which is incorporated by reference herein. At the Annual Meeting of Stockholders of the Company held on November 19, 2024, stockholders approved a proposal that provided the Company with the authority to effect a reverse stock split of the Company's common stock, if necessary, in order to regain compliance with NASDAQ's $1.00 minimum bid price requirement. In light of the letter from NASDAQ on January 14, 2025 confirming that the Company has regained compliance, the Company does not intend at this time to implement any reverse stock split.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits See the Exhibit Index below, which is incorporated by reference herein. Exhibit No. Description 99.1 Letter from Nasdaq dated January 14, 2025 99.2 Press Release dated January 15, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. TOMI ENVIRONMENTAL SOLUTIONS, INC. Date: January 15, 2025 By: /s/ Halden S. Shane Name: Halden S. Shane Title: Chief Executive Officer 3

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