Flowco Holdings Inc. Files 8-K with Key Corporate Updates

Ticker: FLOC · Form: 8-K · Filed: Jan 21, 2025 · CIK: 2035149

Sentiment: neutral

Topics: material-agreement, equity-sale, corporate-governance

TL;DR

Flowco Holdings Inc. dropped an 8-K detailing a material agreement, equity sales, and exec changes. Watch this space.

AI Summary

Flowco Holdings Inc. announced on January 15, 2025, a material definitive agreement, unregistered sales of equity securities, and changes in its officer and director positions. The company also amended its articles of incorporation and bylaws. Specific details regarding the agreement and equity sales were not fully disclosed in this initial filing.

Why It Matters

This 8-K filing indicates significant corporate actions, including potential new agreements and equity transactions, which could impact the company's financial structure and strategic direction.

Risk Assessment

Risk Level: medium — The filing involves material definitive agreements and unregistered equity sales, which can introduce financial and operational risks if not managed properly.

Key Players & Entities

FAQ

What is the nature of the material definitive agreement entered into by Flowco Holdings Inc. on January 15, 2025?

The filing indicates the entry into a material definitive agreement, but specific details are not provided in this initial report.

What type of equity securities were sold in the unregistered sales event?

The filing confirms unregistered sales of equity securities occurred, but the specific type and terms are not detailed in this report.

Were there any changes in directors or officers reported on January 15, 2025?

Yes, the filing reports on the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements.

Did Flowco Holdings Inc. amend its articles of incorporation or bylaws?

Yes, the filing indicates amendments to the articles of incorporation or bylaws.

What is the primary business of Flowco Holdings Inc. according to its SIC code?

Flowco Holdings Inc. is in the OIL & GAS FILED MACHINERY & EQUIPMENT industry, with SIC code 3533.

Filing Stats: 2,809 words · 11 min read · ~9 pages · Grade level 11.6 · Accepted 2025-01-21 16:31:44

Key Financial Figures

Filing Documents

Forward-Looking Statements

Forward-Looking Statements The information in this Form 8-K includes forward-looking statements within the meaning of the federal securities laws. All statements other than statements of historical facts contained in this Form 8-K may be forwardlooking statements. These such as expect, project, estimate, believe, anticipate, intend, plan, seek, forecast, target, predict, may, should, would, could, and will, the negative of these terms and similar expressions are intended to identify forward-looking statements, although not all forward-looking statements contain such identifying words. Forward-looking statements are based on managements current expectations and assumptions, and are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict. Accordingly, we caution you that any such forward-looking statements are not guarantees of future performance and are subject to risks, assumptions and uncertainties that are difficult to predict. Although the Company believes that the expectations reflected in these forward-looking statements are reasonable as of the date made, actual results may prove to be materially different from the results expressed or implied by the forward-looking statements. When considering these forward-looking statements, you should keep in mind the risk factors and other cautionary statements in the Companys Prospectus. The Company undertakes no obligation and does not intend to update these forward-looking statements to reflect events or circumstances occurring after this Form 8-K. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of this Form 8-K. 4

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits (d) Exhibits . Exhibit No. Description 1.1 Underwriting Agreement, dated as of January 15, 2025, by and among J.P. Morgan Securities LLC, Jefferies LLC, and Piper Sandler & Co., as representative of the several underwriters named in Schedule I thereto 3.1 Amended and Restated Certificate of Incorporation of Flowco Holdings Inc. 3.2 Amended and Restated Bylaws of Flowco Holdings Inc. 10.1 Master Reorganization Agreement, dated January 15, 2025, by and among the by and among the Company, Flowco MergeCo LLC, GEC Estis Holding LLC, Flowco Production Solutions, L.L.C., Flogistix Holdings LLC, each Blocker Merger Sub, each Blocker Entity and each Blocker Entity Shareholder. 10.2 Tax Receivable Agreement, dated January 17, 2025, by and among the Company, Flowco MergeCo LLC and each of the undersigned parties identified therein. 10.3 Registration Rights Agreement, dated January 17, 2025, by and among Flowco Holdings Inc. and each other person identified on the schedule of investors attached thereto 10.4 Second Amended and Restated Limited Liability Company Agreement of Flowco MergeCo LLC, dated January 17, 2025 10.5 Stockholders Agreement, dated January 17, 2025, by and among Flowco Holdings Inc. and the persons and entities listed on the schedules attached thereto 10.6# Flowco Holdings Inc. 2025 Equity and Incentive Plan (incorporated by reference to Exhibit 10.1 to Flowco Holdings Inc.s Registration Statement on Form S-8, filed with the U.S. Securities and Exchange Commission on January 17, 2025). 10.7# Form of Restricted Stock Unit Award Agreement (Employee) (incorporated by reference to Exhibit 10.8 to Flowco Holdings Inc.s Registration 10.8# Form of Restricted Stock Unit Award Agreement (Non-Employee Director) (incorporated by reference to Exhibit 10.14 to Flowco Holdings Inc

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FLOWCO HOLDINGS INC. By: /s/ Joel Lambert Name: Joel Lambert Title: Senior Vice President, Secretary and General Counsel Date: January 21, 2025 6

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