Astrotech Corp Files 8-K/A Amendment

Ticker: ASTC · Form: 8-K/A · Filed: Jan 24, 2025 · CIK: 1001907

Sentiment: neutral

Topics: amendment, corporate-governance, executive-compensation

Related Tickers: ASTC

TL;DR

ASTC filed an 8-K/A amendment on Jan 24, updating leadership and compensation details from Jan 7.

AI Summary

Astrotech Corporation filed an amendment (8-K/A) on January 24, 2025, to a report originally dated January 7, 2025. The amendment pertains to the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements for certain officers. It also includes Regulation FD Disclosure and Financial Statements and Exhibits.

Why It Matters

This amendment provides updated information regarding changes in the company's leadership and executive compensation, which can impact investor confidence and strategic direction.

Risk Assessment

Risk Level: low — The filing is an amendment to a previous report and primarily concerns corporate governance and executive matters, not immediate financial distress or major operational changes.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K/A filing?

The 8-K/A filing is an amendment to a previous report and concerns the departure of directors or certain officers, election of directors, appointment of certain officers, compensatory arrangements of certain officers, Regulation FD Disclosure, and Financial Statements and Exhibits.

What was the original report date that this amendment refers to?

The earliest event reported date for the original filing was January 7, 2025.

When was this amendment filed with the SEC?

This amendment (8-K/A) was filed on January 24, 2025.

What is Astrotech Corporation's state of incorporation?

Astrotech Corporation is incorporated in Delaware.

What is the SEC file number for Astrotech Corporation?

The SEC file number for Astrotech Corporation is 001-34426.

Filing Stats: 1,528 words · 6 min read · ~5 pages · Grade level 11.2 · Accepted 2025-01-24 16:30:40

Key Financial Figures

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. On January 24, 2025, the Company issued a press release announcing the new compensation and services arrangement with Mr. Hinojosa, and the appointment of and compensation and services arrangement with Ryan Polk as the interim Chief Financial Officer, Treasurer and Secretary, effective February 14, 2025. A copy of the press release is furnished as Exhibit 99.1 to this Form 8-K/A. The information set forth under Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of such section. The information in Item 7.01 of this Current Report, including Exhibit 99.1, shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any incorporation by reference language in any such filing, except as expressly set forth by specific reference in such a filing.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 10.1* Independent Contractor Agreement by and between the Company and Jaime Hinojosa, dated January 21, 2025. 10.2 Form of Amended and Restated Indemnification Agreement (incorporated by reference to Exhibit 10.1 of the Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on December 19, 2024). 10.3* Independent Contractor Agreement by and between the Company and Ryan Polk, dated January 22, 2025. 99.1 Press Release of Astrotech Corporation, dated January 24, 2025. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). * Certain portions of this exhibit have been redacted pursuant to Item 601(a)(6) of Regulation S-K. The Company will provide a copy of such omitted materials to the Securities and Exchange Commission or its staff upon request.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Astrotech Corporation By: /s/ Thomas B. Pickens III Name: Thomas B. Pickens III Chief Executive Officer, Chief Technology Officer and Chairman of the Board Date: January 24, 2025

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