Brookfield Asset Management Files 6-K on Voting Results

Ticker: BAM · Form: 6-K · Filed: 2025-01-28T00:00:00.000Z

Sentiment: neutral

Topics: voting-results, 6-K, corporate-governance

TL;DR

Brookfield Asset Management filed a 6-K detailing voting results from Jan 27, 2025.

AI Summary

Brookfield Asset Management Ltd. filed a Form 6-K on January 28, 2025, reporting on voting results from January 27, 2025. The filing includes Exhibit 99.1, which details these voting results. The report is signed by Kathy Sarpash, Managing Director, Legal & Regulatory.

Why It Matters

This filing provides shareholders with official information regarding the outcomes of recent votes, which can impact corporate governance and strategic decisions.

Risk Assessment

Risk Level: low — This is a routine filing reporting on voting results, not indicating any new financial risks or significant operational changes.

Key Players & Entities

FAQ

What type of report is Brookfield Asset Management Ltd. filing?

Brookfield Asset Management Ltd. is filing a Form 6-K, which is a Report of Foreign Private Issuer.

What is the primary purpose of this Form 6-K filing?

The primary purpose of this Form 6-K filing is to report on voting results.

When were the voting results reported in this filing finalized?

The voting results reported in this filing were finalized as of January 27, 2025.

Who signed this Form 6-K on behalf of Brookfield Asset Management Ltd.?

Kathy Sarpash, Managing Director, Legal & Regulatory, signed the Form 6-K.

What exhibit is included with this Form 6-K filing?

Exhibit 99.1, detailing the Report on Voting Results, is included with this Form 6-K filing.

From the Filing

0001104659-25-006391.txt : 20250128 0001104659-25-006391.hdr.sgml : 20250128 20250127174823 ACCESSION NUMBER: 0001104659-25-006391 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250127 FILED AS OF DATE: 20250128 DATE AS OF CHANGE: 20250127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 25560329 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 6-K 1 tm254612d1_6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: January 2025 Commission File Number: 001-41563 Brookfield Asset Management LTD. (Name of Registrant) Brookfield Place 250 Vesey Street, 15th Floor New York, NY 10281-0221 (Address of Principal Executive Offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F ¨ Form 40-F x EXHIBIT INDEX Exhibit Description of Exhibit 99.1 Report on Voting Results SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BROOKFIELD ASSET MANAGEMENT LTD. Date: January 27, 2025 By: /s/ Kathy Sarpash Name: Kathy Sarpash Title: Managing Director, Legal & Regulatory EX-99.1 2 tm254612d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Brookfield Asset Management Ltd. REPORT ON VOTING RESULTS Special Meeting of Shareholders January 27, 2025 National Instrument 51-102 – Section 11.3 (Canada) A special meeting (the “Meeting”) of shareholders of Brookfield Asset Management Ltd. (the “Corporation”) was held on Monday, January 27, 2025 at 10:00 a.m. in a virtual meeting format via live audio webcast. The following is a summary of the votes cast by holders of Class A Limited Voting Shares (“Class A Shares”) and Class B Limited Voting Shares (“Class B Shares”) of the Corporation represented at the Meeting. Capitalized terms used herein but not otherwise defined have the meanings given to such terms in the management information circular of the Corporation dated December 1, 2024 (the “Circular”). Arrangement Resolution The Arrangement Resolution, as set out in the Circular as Appendix A, was approved by (i) not less than 66 2/3% of the votes cast at the Meeting by the holders of Class A Shares; (ii) not less than 66 2/3% of the votes cast at the Meeting by the holders of Class B Shares; and (iii) not less than a majority of the votes cast at the Meeting by Minority Shareholders. Management received the following proxies from the holders of Class A Shares and Class B Shares on the Arrangement Resolution: Class Outcome Votes For % Votes Against % Class A Shares Carried 272,727,142 79.70 69,475,824 20.30 Class B Shares Carried 21,280 100 Nil Nil Minority Shareholders Carried 264,828,986 79.22 69,475,824 20.78 Special Resolution Increasing the Number of Directors The Director Increase Resolution was withdrawn. No vote was held. Other Business There were no other matters coming before the Meeting that required a vote by the holders of Class A Shares or Class B Shares. Brookfield Asset Management Ltd. /s/ Kathy Sarpash Kathy Sarpash Managing Director, Legal & Regulatory and Corporate Secretary Date: January 27, 2 025

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