Franklin Resources Files 8-K on Shareholder Votes and Financials
Ticker: BEN · Form: 8-K · Filed: Feb 7, 2025 · CIK: 38777
Sentiment: neutral
Topics: corporate-governance, financial-reporting
Related Tickers: BEN
TL;DR
FRANK files 8-K: Shareholder votes and financials updated.
AI Summary
Franklin Resources, Inc. filed an 8-K on February 7, 2025, reporting on matters submitted to a vote of security holders and financial statements as of February 4, 2025. The filing does not contain specific details about the votes or financial performance but serves as a notification of these events.
Why It Matters
This filing informs investors about significant corporate actions, including votes by security holders and the release of financial statements, which are crucial for understanding the company's governance and financial health.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate events and does not inherently present new risks.
Key Players & Entities
- FRANKLIN RESOURCES INC (company) — Registrant
- February 4, 2025 (date) — Date of earliest event reported
- February 7, 2025 (date) — Date of report
- Delaware (jurisdiction) — State of incorporation
- San Mateo, CA (location) — Principal executive offices
FAQ
What specific matters were submitted to a vote of security holders?
The filing indicates that matters were submitted to a vote of security holders, but it does not specify what those matters were.
What is the nature of the financial statements and exhibits being filed?
The filing states that financial statements and exhibits are being filed, but it does not provide details on their content or purpose.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on February 4, 2025.
What is the principal executive office address for Franklin Resources, Inc.?
The principal executive office address for Franklin Resources, Inc. is One Franklin Parkway, San Mateo, CA 94403.
What is the SIC code for Franklin Resources, Inc.?
The Standard Industrial Classification (SIC) code for Franklin Resources, Inc. is 6282, which corresponds to Investment Advice.
Filing Stats: 624 words · 2 min read · ~2 pages · Grade level 10 · Accepted 2025-02-07 07:34:59
Key Financial Figures
- $0.10 — ich registered Common Stock, par value $0.10 per share BEN New York Stock Exchange
Filing Documents
- ben-20250204.htm (8-K) — 50KB
- 0000038777-25-000022.txt ( ) — 173KB
- ben-20250204.xsd (EX-101.SCH) — 2KB
- ben-20250204_lab.xml (EX-101.LAB) — 21KB
- ben-20250204_pre.xml (EX-101.PRE) — 12KB
- ben-20250204_htm.xml (XML) — 3KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. The annual meeting of stockholders (the "Annual Meeting") of Franklin Resources, Inc. (the "Company") was held on February 4, 2025. The matters voted upon at the Annual Meeting and the final voting results were as follows: 1. To elect 11 directors to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal. Each of the 11 nominees for director was elected, and the voting results are set forth below: Name of Director For Against Abstain Broker Non-Votes Mariann Byerwalter 419,007,983 6,194,478 124,428 35,843,694 Alexander S. Friedman 418,352,573 6,840,281 134,035 35,843,694 Gregory E. Johnson 421,869,374 2,989,860 467,655 35,843,694 Jennifer M. Johnson 422,909,685 2,280,615 136,589 35,843,694 Rupert H. Johnson, Jr. 422,920,212 2,275,872 130,805 35,843,694 John Y. Kim 417,204,293 7,962,313 160,283 35,843,694 Karen M. King 421,913,559 3,277,145 136,185 35,843,694 Anthony J. Noto 418,503,921 6,689,591 133,377 35,843,694 John W. Thiel 421,838,923 3,346,583 141,383 35,843,694 Seth H. Waugh 418,016,407 7,167,421 143,061 35,843,694 Geoffrey Y. Yang 407,504,468 17,506,193 316,228 35,843,694 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2025. The appointment of PricewaterhouseCoopers LLP was ratified, and the voting results are set forth below: For Against Abstain 451,231,198 9,743,298 196,087 2
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits. The exhibits listed on the Exhibit Index are incorporated herein by reference. Exhibit Index Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. FRANKLIN RESOURCES, INC. Date: February 7, 2025 /s/ Thomas C. Merchant Thomas C. Merchant Executive Vice President and General Counsel 4