Rocket Companies Files 8-K: Agreements, Equity Sales, Shareholder Votes

Ticker: RKT · Form: 8-K · Filed: 2025-03-10T00:00:00.000Z

Sentiment: neutral

Topics: material-agreement, equity-sale, corporate-action

Related Tickers: RKT

TL;DR

Rocket Companies filed an 8-K on 3/9/25 covering material agreements, equity sales, and shareholder votes.

AI Summary

On March 9, 2025, Rocket Companies, Inc. filed an 8-K report detailing several key events. These include the entry into and termination of material definitive agreements, unregistered sales of equity securities, and the submission of matters to a vote of security holders. The filing also includes financial statements and exhibits.

Why It Matters

This 8-K filing indicates significant corporate actions by Rocket Companies, Inc., including changes in agreements and potential equity transactions, which could impact its financial structure and shareholder rights.

Risk Assessment

Risk Level: medium — The filing involves material definitive agreements, termination of agreements, and unregistered sales of equity, which can signal significant operational or financial changes.

Key Players & Entities

FAQ

What specific material definitive agreements did Rocket Companies, Inc. enter into?

The filing indicates the entry into material definitive agreements but does not specify the details of these agreements in the provided text.

What were the reasons for the termination of any material definitive agreements?

The filing notes the termination of a material definitive agreement, but the specific reasons are not detailed in the provided excerpt.

What type of equity securities were sold in the unregistered sales?

The filing mentions unregistered sales of equity securities, but the specific type of securities is not disclosed in this section.

What matters were submitted to a vote of security holders?

The filing states that matters were submitted to a vote of security holders, but the nature of these matters is not specified in the provided text.

When was the Form 8-K filed with the SEC?

The Form 8-K was filed as of March 10, 2025, with the date of the earliest event reported being March 9, 2025.

From the Filing

0000950142-25-000694.txt : 20250310 0000950142-25-000694.hdr.sgml : 20250310 20250310070452 ACCESSION NUMBER: 0000950142-25-000694 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20250309 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Termination of a Material Definitive Agreement ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250310 DATE AS OF CHANGE: 20250310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rocket Companies, Inc. CENTRAL INDEX KEY: 0001805284 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] ORGANIZATION NAME: 02 Finance IRS NUMBER: 844946470 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39432 FILM NUMBER: 25722120 BUSINESS ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: (800) 226-6308 MAIL ADDRESS: STREET 1: 1050 WOODWARD AVENUE CITY: DETROIT STATE: MI ZIP: 48226 8-K 1 eh250601266_8k.htm FORM 8-K FORM 8-K false 0001805284 0001805284 2025-03-09 2025-03-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported) March 9, 2025   Rocket Companies, Inc. (Exact name of registrant as specified in its charter)   Delaware 001-39432 84-4946470 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)   1050 Woodward Avenue Detroit , MI 48226 (Address of principal executive offices) (Zip Code)   ( 313 ) 373-7990 (Registrant’s Telephone Number, Including Area Code)     (Former Name or Former Address, if Changed Since Last Report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):   ☒ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol   Name of each exchange on which registered Class A common stock, par value $0.00001 per share   RKT   New York Stock Exchange   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).   Emerging growth company   ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐             Explanatory Note Rocket Companies, Inc. (the “Company”) announced today that it has entered into an agreement to simplify its organizational and capital structure. Under the Transaction Agreement (as defined below), the Company will collapse its current “Up-C” structure, provide that each class of common stock of the Company will be entitled to one vote per share, and reduce it

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