Robinhood Files 8-K: Agreements, Obligations, Officer Changes

Ticker: HOOD · Form: 8-K · Filed: 2025-03-25T00:00:00.000Z

Sentiment: neutral

Topics: material-agreement, financial-obligation, officer-changes, regulation-fd

Related Tickers: HOOD

TL;DR

Robinhood dropped an 8-K on 3/25 covering 3/21 events - new deals, debt, and exec moves.

AI Summary

Robinhood Markets, Inc. filed an 8-K on March 25, 2025, reporting on events that occurred on March 21, 2025. The filing indicates a material definitive agreement, a direct financial obligation, and changes in officers and compensatory arrangements. It also includes a Regulation FD disclosure.

Why It Matters

This filing signals significant corporate actions and potential financial commitments for Robinhood Markets, Inc., which could impact its operational and financial standing.

Risk Assessment

Risk Level: medium — The filing involves material definitive agreements and financial obligations, which inherently carry risk and require careful monitoring.

Key Numbers

Key Players & Entities

FAQ

What specific material definitive agreement was entered into by Robinhood Markets, Inc. on or around March 21, 2025?

The filing indicates the entry into a material definitive agreement, but the specific details of this agreement are not provided in the provided text.

What is the nature of the direct financial obligation or off-balance sheet arrangement reported?

The filing states that a direct financial obligation or an obligation under an off-balance sheet arrangement was created, but the specifics are not detailed in the provided text.

Were there any changes in directors or officers reported in this filing?

Yes, the filing notes the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers.

What is the significance of the Regulation FD Disclosure mentioned in the filing?

A Regulation FD Disclosure indicates that Robinhood is providing material non-public information to the public in compliance with fair disclosure rules.

What is Robinhood Markets, Inc.'s principal business address as listed in the filing?

Robinhood Markets, Inc.'s principal executive address is 85 Willow Road, Menlo Park, CA 94025.

From the Filing

0001783879-25-000097.txt : 20250325 0001783879-25-000097.hdr.sgml : 20250325 20250325083251 ACCESSION NUMBER: 0001783879-25-000097 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20250321 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Regulation FD Disclosure FILED AS OF DATE: 20250325 DATE AS OF CHANGE: 20250325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Robinhood Markets, Inc. CENTRAL INDEX KEY: 0001783879 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] ORGANIZATION NAME: 09 Crypto Assets EIN: 464364776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-40691 FILM NUMBER: 25765984 BUSINESS ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 844-428-5411 MAIL ADDRESS: STREET 1: 85 WILLOW ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 8-K 1 hood-20250321.htm 8-K hood-20250321 0001783879 FALSE 0001783879 2024-12-18 2024-12-18 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2025 Robinhood Markets, Inc. (Exact name of registrant as specified in its charter)           Delaware   001-40691   46-4364776           (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)           85 Willow Road Menlo Park , CA 94025 (Address of principal executive offices) (Zip Code) ( 844 ) 428-5411 (Registrant’s telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)       ☐   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)       ☐   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))       ☐   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, $0.0001 par value per share HOOD The Nasdaq Stock Market LLC Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).           Emerging growth company   ☐       If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐ Item 1.01     Entry into a Material Definitive Agreement. On March 21, 2025, Robinhood Securities, LLC (“RHS”), a subsidiary of Robinhood Markets, Inc. (the “Company” or “Robinhood”), entered into the Fourth Amended and Restated Credit Agreem

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