Northern Lights Fund Trust IV Files Proxy Statement
| Field | Detail |
|---|---|
| Company | Northern Lights Fund Trust IV |
| Form Type | DEF 14A |
| Filed Date | Mar 26, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, fund-management, sec-filing
TL;DR
NLFT IV filed its proxy statement. Shareholders, pay attention to upcoming votes.
AI Summary
Northern Lights Fund Trust IV filed a definitive proxy statement (DEF 14A) on March 26, 2025. The filing concerns the solicitation of proxies for its annual meeting, though specific proposals or meeting dates are not detailed in this excerpt. The document lists various fund classes, including USA Mutuals All Seasons Fund (Institutional Class, Class Z) and USA Mutuals Vice Fund (Class A, Institutional Class, Investor Class, Class C).
Why It Matters
This filing is crucial for shareholders as it outlines the information needed to vote on matters presented at the fund's shareholder meeting, impacting the governance and direction of their investments.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEF 14A) and does not inherently present new financial risks.
Key Numbers
- 811-23066 — SEC File Number (Identifies the registration for Northern Lights Fund Trust IV)
Key Players & Entities
- Northern Lights Fund Trust IV (company) — Registrant
- USA Mutuals All Seasons Fund (company) — Fund
- USA Mutuals Vice Fund (company) — Fund
- 20250326 (date) — Filing Date
FAQ
What is the purpose of this DEF 14A filing?
This DEF 14A filing is a definitive proxy statement filed by Northern Lights Fund Trust IV to solicit proxies from its shareholders for an upcoming meeting.
When was this filing made?
The filing was made on March 26, 2025.
Which specific funds are mentioned in the filing?
The filing mentions USA Mutuals All Seasons Fund (Institutional Class, Class Z) and USA Mutuals Vice Fund (Class A, Institutional Class, Investor Class, Class C).
What is the business address of Northern Lights Fund Trust IV?
The business address is 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246.
What is the mail address for Northern Lights Fund Trust IV?
The mail address is 17605 Wright Street, Suite 200, Omaha, NE 68154-1150.
Filing Details
This Form DEF 14A (Form DEF 14A) was filed with the SEC on March 26, 2025 regarding Northern Lights Fund Trust IV.