Noah Holdings Ltd Files 6-K with Share Unit Grants

TL;DR

Noah Holdings (NOAH) filed a 6-K showing share unit grants and disclosure returns.

AI Summary

Noah Holdings Limited filed a Form 6-K on April 1, 2025, reporting on events for the month of April 2025. The filing includes an announcement regarding the Grant of Restricted Share Units (Exhibit 99.1) and two Next Day Disclosure Returns dated March 28, 2025 (Exhibit 99.2) and April 1, 2025 (Exhibit 99.3). Qing Pan, Chief Financial Officer, signed the report.

Why It Matters

This filing indicates potential equity-based compensation for employees or executives, which can impact future dilution and employee incentives.

Risk Assessment

Risk Level: low — The filing is routine and primarily informational, detailing share unit grants and disclosure returns without significant financial or operational changes.

Key Players & Entities

• Noah Holdings Limited (company) — Registrant
• Qing Pan (person) — Chief Financial Officer
• April 1, 2025 (date) — Filing date and report period
• March 28, 2025 (date) — Date of a Next Day Disclosure Return

FAQ

From the Filing

0001104659-25-030222.txt : 20250401 0001104659-25-030222.hdr.sgml : 20250401 20250401073212 ACCESSION NUMBER: 0001104659-25-030222 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 17 CONFORMED PERIOD OF REPORT: 20250401 FILED AS OF DATE: 20250401 DATE AS OF CHANGE: 20250401 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Noah Holdings Ltd CENTRAL INDEX KEY: 0001499543 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance EIN: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-34936 FILM NUMBER: 25796586 BUSINESS ADDRESS: STREET 1: NO. 1687 CHANGYANG ROAD STREET 2: CHANGYANG VALLEY, BUILDING 2 CITY: SHANGHAI STATE: F4 ZIP: 200090 BUSINESS PHONE: (86-21) 8035-9221 MAIL ADDRESS: STREET 1: NO. 1687 CHANGYANG ROAD STREET 2: CHANGYANG VALLEY, BUILDING 2 CITY: SHANGHAI STATE: F4 ZIP: 200090 6-K 1 tm2510902d1_6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number : 001-34936 Noah Holdings Limited (Registrant’s name) No. 1226, South Shenbin Road, Minhang District, Shanghai, People’s Republic of China +86 (21) 8035-8292 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F x Form 40-F ¨ EXHIBIT INDEX Exhibit 99.1 HKEx Announcement — Grant of Restricted Share Units Exhibit 99.2 Next Day Disclosure Return Dated March 28, 2025 Exhibit 99.3 Next Day Disclosure Return Dated April 1, 2025 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Noah Holdings Limited By: /s/ Qing Pan Name: Qing Pan Title: Chief Financial Officer Date: April 1 , 2025 EX-99.1 2 tm2510902d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement. Noah Holdings Noah Holdings Private Wealth and Asset Management Limited 諾亞控股私人財富資產管理有限公司 (Incorporated in the Cayman Islands with limited liability under the name Noah Holdings Limited and carrying on business in Hong Kong as Noah Holdings Private Wealth and Asset Management Limited) (Stock Code: 6686) GRANT OF RESTRICTED SHARE UNITS This announcement is made pursuant to Rules 17.06A, 17.06B and 17.06C of the Hong Kong Listing Rules. The Board hereby announces that on March 31, 2025 (U.S. Eastern Time), the Company granted 60,000 RSUs involving an aggregate of 600,000 Shares (represented by 120,000 ADSs) to Ms. Jingbo Wang (“ Ms. Wang ”), the chairwoman of the Board and Mr. Zhe Yin (“ Mr. Yin ”), a Director and chief executive officer of the Company, under the 2022 Share Incentive Plan. GRANT OF RESTRICTED SHARE UNITS To secure continuity of strategically vital leadership in advancing the Company’s operational expansion and globalization efforts, on the Date of Grant, the Company granted 60,000 RSUs involving an aggregate of 600,000 Shares (represented by 120,000 ADSs), representing approximately 0.18% of the total Shares of the Company in issue (excluding treasury shares) as of the date of this announcement immediately before the grant, to Ms. Wang and Mr. Yin, each of whom is an Employee Participant in accordance with the terms of the 2022 Share Incentive Plan. The purpose of the grant is to optimize