PGIM ETF Trust Files 8-K on Listing Rule Compliance
| Field | Detail |
|---|---|
| Company | Pgim Etf Trust |
| Form Type | 8-K |
| Filed Date | Apr 2, 2025 |
| Risk Level | medium |
| Sentiment | neutral |
Sentiment: neutral
Topics: listing-rule, delisting, sec-filing
TL;DR
PGIM ETF Trust might be delisted or moving exchanges, check your holdings!
AI Summary
PGIM ETF Trust filed an 8-K on April 2, 2025, reporting a notice of delisting or failure to satisfy a continued listing rule or standard, with the earliest event date being March 28, 2025. The filing indicates a potential transfer of listing for the trust, which is incorporated in Delaware and has its principal executive offices in Newark, New Jersey.
Why It Matters
This filing signals potential changes to the listing status of PGIM ETF Trust's securities, which could impact investors' ability to trade them on current exchanges.
Risk Assessment
Risk Level: medium — A notice of delisting or failure to meet listing standards can create uncertainty and potential trading disruptions for investors.
Key Numbers
- 811-23324 — Commission File Number (Identifies the SEC filing for PGIM ETF Trust.)
Key Players & Entities
- PGIM ETF Trust (company) — Registrant
- Delaware (jurisdiction) — State of incorporation
- Newark, New Jersey (location) — Principal executive offices
- March 28, 2025 (date) — Earliest event reported
- April 2, 2025 (date) — Filing date
FAQ
What specific listing rule or standard has PGIM ETF Trust failed to satisfy?
The filing does not specify the exact rule or standard that was not met, only that a notice of delisting or failure to satisfy a continued listing rule or standard has been issued.
What is the earliest date associated with the event reported in this 8-K?
The earliest event reported is dated March 28, 2025.
What is the primary purpose of this Form 8-K filing?
The primary purpose is to report a notice of delisting or failure to satisfy a continued listing rule or standard, and a potential transfer of listing.
Where are PGIM ETF Trust's principal executive offices located?
PGIM ETF Trust's principal executive offices are located at 655 Broad Street, Newark, New Jersey, 07102-4410.
What is the Commission File Number for PGIM ETF Trust?
The Commission File Number for PGIM ETF Trust is 811-23324.
Filing Details
This Form 8-K (Form 8-K) was filed with the SEC on April 2, 2025 regarding PGIM ETF TRUST.