Carrier Global Corp Files 8-K on Officer/Director Changes & More

Ticker: CARR · Form: 8-K · Filed: 2025-04-11T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, officer-appointment, director-election

TL;DR

Carrier Global's 8-K: Leadership changes, director elections, and officer appointments are on the table.

AI Summary

Carrier Global Corporation filed an 8-K on April 11, 2025, reporting on events that occurred on April 9, 2025. The filing includes information regarding the departure of directors or certain officers, the election of directors, the appointment of certain officers, and compensatory arrangements. It also covers the submission of matters to a vote of security holders and financial statements and exhibits.

Why It Matters

This 8-K filing signals potential shifts in Carrier Global's leadership and governance structure, which could impact strategic direction and operational oversight.

Risk Assessment

Risk Level: low — The filing is routine and reports on standard corporate governance events without immediate financial distress or significant operational changes.

Key Players & Entities

FAQ

What specific officer or director positions were affected by the events reported on April 9, 2025?

The filing indicates "Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers" but does not specify names or positions within this excerpt.

Were there any specific matters submitted to a vote of security holders on or around April 9, 2025?

Yes, the filing explicitly states "Submission of Matters to a Vote of Security Holders" as an item of information reported.

What types of financial statements or exhibits are included with this 8-K filing?

The filing lists "Financial Statements and Exhibits" as an item of information, but the specific contents are not detailed in this excerpt.

What is the primary business of Carrier Global Corporation?

Carrier Global Corporation is in the business of AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP, with SIC code 3585.

When did Carrier Global Corporation change its name?

The company's former name was Carrier Global Corp, and the date of name change was July 22, 2019.

From the Filing

0001783180-25-000021.txt : 20250411 0001783180-25-000021.hdr.sgml : 20250411 20250411162232 ACCESSION NUMBER: 0001783180-25-000021 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 15 CONFORMED PERIOD OF REPORT: 20250409 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250411 DATE AS OF CHANGE: 20250411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology EIN: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 25832379 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 8-K 1 carr-20250409.htm 8-K carr-20250409 FALSE 0001783180 0001783180 2025-04-09 2025-04-09 0001783180 us-gaap:CommonStockMember 2025-04-09 2025-04-09 0001783180 carr:A4.125NotesDue2028Member 2025-04-09 2025-04-09 0001783180 carr:A4.500NotesDue2032Member 2025-04-09 2025-04-09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 9, 2025 CARRIER GLOBAL CORPORATION (Exact name of registrant as specified in its charter) Delaware 001-39220 83-4051582 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.) 13995 Pasteur Boulevard Palm Beach Gardens Florida 33418 (Address of principal executive offices, including zip code) (561) 365-2000 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock ($0.01 par value) CARR New York Stock Exchange 4.125% Notes due 2028 CARR28 New York Stock Exchange 4.500% Notes due 2032 CARR32 New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨ Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. As further described in Item 5.07 below, on April 9, 2025 at the 2025 Annual Meeting of Shareowners (the “Annual Meeting”) of Carrier Global Corporat

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