Rand Capital Corp Files 8-K on Security Holder Vote

TL;DR

Rand Capital Corp is having a shareholder vote on April 23rd. Details TBD.

AI Summary

On April 23, 2025, Rand Capital Corporation filed an 8-K report indicating a submission of matters to a vote of security holders. The filing does not contain specific details about the nature of the vote or any associated financial transactions.

Why It Matters

This filing signals that Rand Capital Corporation is engaging its shareholders on a specific matter requiring their approval, which could impact corporate governance or future strategic decisions.

Risk Assessment

Risk Level: low — The filing is procedural and does not disclose specific financial risks or material changes.

Key Players & Entities

• RAND CAPITAL CORP (company) — Registrant
• New York (location) — State of Incorporation
• 1405 Rand Building (location) — Principal Executive Offices
• Buffalo (location) — City of Principal Executive Offices
• NY (location) — State of Principal Executive Offices
• 14203 (location) — Zip Code of Principal Executive Offices
• 7168530802 (phone_number) — Business Phone

FAQ

From the Filing

0001641172-25-006010.txt : 20250424 0001641172-25-006010.hdr.sgml : 20250424 20250424163025 ACCESSION NUMBER: 0001641172-25-006010 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20250423 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20250424 DATE AS OF CHANGE: 20250424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 ORGANIZATION NAME: EIN: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 25867791 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 8-K 1 form8-k.htm false 0000081955 0000081955 2025-04-23 2025-04-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of report (Date of earliest event reported): April 23, 2025   RAND CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter)   New York   814-00235   16-0961359 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (I.R.S. Employer Identification Number)   1405 Rand Building , Buffalo , NY 14203 (Address of Principal Executive Offices) (Zip Code)   (716) 853-0802 (Registrant’s Telephone Number, Including Area Code)   Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)         ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)         ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))         ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.10 par value   RAND   Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 5.07. Submission of Matters on a Vote of Security Holders   The 2025 Annual Meeting of Shareholders (the “Annual Meeting”) of Rand Capital Corporation (the “Company”) was held on April 23, 2025. Proxies were solicited pursuant to the Company’s proxy statement filed on March 14, 2025 with the Securities and Exchange Commission under Section 14(a) of the Securities Exchange Act of 1934, as amended. There was no solicitation in opposition to the Company’s solicitation. Set forth below is a brief description of each matter voted on at the Annual Meeting and the final voting results.   Proposal 1 – ELECTION OF DIRECTORS   In accordance with the results below, each nominee listed below was re-