Northern Lights Fund Trust IV Files DEFA14A
| Field | Detail |
|---|---|
| Company | Northern Lights Fund Trust IV |
| Form Type | DEFA14A |
| Filed Date | Apr 25, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, fund-disclosure, regulatory-filing
TL;DR
NLFT IV dropped its proxy statement, shareholders need to review for fund details.
AI Summary
Northern Lights Fund Trust IV filed a Definitive Proxy Statement (DEFA14A) on April 25, 2025. The filing pertains to the trust's operations and includes information about various funds such as USA Mutuals All Seasons Fund and USA Mutuals Vice Fund. The filing is a standard disclosure required for public companies.
Why It Matters
This filing provides shareholders with crucial information regarding the governance and operations of the Northern Lights Fund Trust IV, enabling informed voting decisions.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEFA14A) that provides information to shareholders and does not indicate any immediate financial distress or significant operational changes.
Key Players & Entities
- Northern Lights Fund Trust IV (company) — Registrant
- USA Mutuals All Seasons Fund (company) — Fund offered by registrant
- USA Mutuals Vice Fund (company) — Fund offered by registrant
- 20250425 (date) — Filing date
FAQ
What is the purpose of a DEFA14A filing?
A DEFA14A filing, also known as a Definitive Proxy Statement, is used to solicit shareholder votes and provides detailed information about matters to be voted on at a shareholder meeting, as well as other corporate governance information.
When was this DEFA14A filed by Northern Lights Fund Trust IV?
This DEFA14A was filed on April 25, 2025.
What specific funds are mentioned in the filing?
The filing mentions the USA Mutuals All Seasons Fund (including Institutional Class and Class Z) and the USA Mutuals Vice Fund (including Class A, Institutional Class, Investor Class, and Class C).
What is the business address of Northern Lights Fund Trust IV?
The business address is 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246.
What is the mail address for Northern Lights Fund Trust IV?
The mail address is 17605 Wright Street, Suite 200, Omaha, NE 68154-1150.
Filing Details
This Form DEFA14A (Form DEFA14A) was filed with the SEC on April 25, 2025 regarding Northern Lights Fund Trust IV.