Northern Lights Fund Trust III Files Proxy Statement
| Field | Detail |
|---|---|
| Company | Northern Lights Fund Trust III |
| Form Type | DEF 14A |
| Filed Date | May 9, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, fund-administration, regulatory-filing
Related Tickers: BWDAX, BWDCX, BWDIX, BWDTX
TL;DR
NLFT III proxy filing out for Boyd Watterson Enhanced Income Fund. Shareholders vote soon.
AI Summary
Northern Lights Fund Trust III filed a definitive proxy statement (DEF 14A) on May 9, 2025. This filing concerns the Boyd Watterson Limited Duration Enhanced Income Fund, which offers various share classes including Class A (BWDAX), Class C (BWDCX), Class I (BWDIX), and Class I2 (BWDTX). The filing is related to the company's proxy solicitation activities under the 1934 Securities Exchange Act.
Why It Matters
This filing is important for shareholders of the Boyd Watterson Limited Duration Enhanced Income Fund as it contains information related to corporate governance and shareholder voting matters.
Risk Assessment
Risk Level: low — This is a routine regulatory filing (DEF 14A) and does not indicate any immediate financial distress or significant operational changes.
Key Players & Entities
- NORTHERN LIGHTS FUND TRUST III (company) — Registrant
- Boyd Watterson Limited Duration Enhanced Income Fund (company) — Underlying Fund
- BWDAX (company) — Ticker Symbol for Class A Shares
- BWDCX (company) — Ticker Symbol for Class C Shares
- BWDIX (company) — Ticker Symbol for Class I Shares
- BWDTX (company) — Ticker Symbol for Class I2 Shares
FAQ
What is the purpose of this DEF 14A filing?
The purpose of this DEF 14A filing is to provide shareholders with information related to proxy solicitation, typically for upcoming shareholder meetings where votes on important matters will occur.
Which specific fund is primarily discussed in this filing?
The filing primarily concerns the Boyd Watterson Limited Duration Enhanced Income Fund.
What are the different share classes mentioned for the Boyd Watterson fund?
The filing mentions Class A Shares (BWDAX), Class C Shares (BWDCX), Class I Shares (BWDIX), and Class I2 Shares (BWDTX).
Under which section of the Securities Exchange Act is this filing made?
This filing is made pursuant to Section 14(a) of the Securities Exchange Act of 1934.
What is the filing date of this document?
The filing date of this document is May 9, 2025.
Filing Details
This Form DEF 14A (Form DEF 14A) was filed with the SEC on May 9, 2025 regarding NORTHERN LIGHTS FUND TRUST III.