Assertio Holdings Files 8-K on Director Changes and Shareholder Votes

Ticker: ASRT · Form: 8-K · Filed: 2025-05-13T00:00:00.000Z

Sentiment: neutral

Topics: corporate-governance, director-changes, officer-appointments

TL;DR

Assertio Holdings 8-K: Director shakeup, new officers, and shareholder votes on tap.

AI Summary

Assertio Holdings, Inc. filed an 8-K on May 7, 2025, reporting on the departure of a director, the election of new directors, and the appointment of certain officers. The filing also covers the submission of matters to a vote of security holders and includes financial statements and exhibits. The company is incorporated in Delaware and its principal executive offices are located in Lake Forest, IL.

Why It Matters

This filing provides crucial updates on the company's leadership and governance, which can impact strategic direction and investor confidence.

Risk Assessment

Risk Level: low — This is a routine corporate filing detailing changes in directorship and officer appointments, with no immediate financial distress indicated.

Key Players & Entities

FAQ

What specific items were voted on by security holders?

The filing indicates that matters were submitted to a vote of security holders, but the specific proposals are not detailed in the provided text.

Who is the departing director?

The filing mentions the departure of a director, but the name of the individual is not specified in the provided text.

Who are the newly elected directors?

The filing reports the election of directors, but their names are not listed in the provided text.

Which officers were appointed?

The filing notes the appointment of certain officers, but their identities are not disclosed in the provided text.

What is the SIC code for Assertio Holdings, Inc.?

The Standard Industrial Classification (SIC) code for Assertio Holdings, Inc. is 2834, which corresponds to Pharmaceutical Preparations.

From the Filing

0001104659-25-047861.txt : 20250513 0001104659-25-047861.hdr.sgml : 20250513 20250513163023 ACCESSION NUMBER: 0001104659-25-047861 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20250507 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250513 DATE AS OF CHANGE: 20250513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences EIN: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 25940639 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 8-K 1 tm2514878d1_8k.htm FORM 8-K false 0001808665 0001808665 2025-05-07 2025-05-07 iso4217:USD xbrli:shares iso4217:USD xbrli:shares     UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549       FORM 8-K       CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934   Date of Report (Date of earliest event reported) May 7, 2025       ASSERTIO HOLDINGS, INC. (Exact name of registrant as specified in its charter)       Delaware   001-39294   85-0598378 (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification No.)   100 South Saunders Rd. , Suite 300 , Lake Forest , IL 60045 (Address of principal executive offices, including zip code)   ( 224 ) 419-7106 (Registrant’s telephone number, including area code)   Not Applicable (Former name or former address, if changed since last report)   Securities registered pursuant to Section 12(b) of the Act:     Title of each class:   Trading Symbol(s):   Name of each exchange on which registered:     Common Stock, $0.0001 par value   ASRT   The Nasdaq Stock Market LLC     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2 below):   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company   ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨             Assertio Holdings, Inc. (the “Company”) held its 2025 Annual Meeting of Stockholders on May 7, 2025 at 12:30 p.m. Central Time (the “Annual Meeting”).   Item 5.02 Departure of Directors or Certain Offic

View on Read The Filing