First Trust Series Fund Files Proxy Statement
| Field | Detail |
|---|---|
| Company | First Trust Series Fund |
| Form Type | DEFA14A |
| Filed Date | May 13, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, fund-governance, sec-filing
TL;DR
FTFT proxy filing out - shareholders get to vote on fund stuff.
AI Summary
First Trust Series Fund filed a DEFA14A on May 13, 2025, detailing proxy materials for its various funds. The filing includes information on the First Trust Preferred Securities and Income Fund, First Trust/Confluence Small Cap Value Fund, First Trust Short Duration High Income Fund, First Trust Managed Municipal Fund, and First Trust WCM Focused Global Growth Fund, listing different share classes for each. This is a routine filing related to shareholder communication and governance.
Why It Matters
This filing provides shareholders with essential information regarding proxy voting, enabling them to participate in the governance of their investment funds. It ensures transparency and allows for informed decision-making on important fund matters.
Risk Assessment
Risk Level: low — This is a standard proxy filing (DEFA14A) for a fund series, which typically contains routine governance and shareholder information, not indicating significant new risks.
Key Players & Entities
- FIRST TRUST SERIES FUND (company) — Registrant
- First Trust Preferred Securities and Income Fund (company) — Fund
- First Trust/Confluence Small Cap Value Fund (company) — Fund
- First Trust Short Duration High Income Fund (company) — Fund
- First Trust Managed Municipal Fund (company) — Fund
- First Trust WCM Focused Global Growth Fund (company) — Fund
FAQ
What is the purpose of a DEFA14A filing?
A DEFA14A filing, also known as a Definitive Proxy Statement, is filed with the SEC by companies to provide shareholders with information they need to vote on important matters at shareholder meetings.
When was this DEFA14A filing submitted?
This DEFA14A filing was submitted to the SEC on May 13, 2025.
Who is the filer of this document?
The filer of this document is FIRST TRUST SERIES FUND.
What are some of the funds mentioned in the filing?
The filing mentions several funds including First Trust Preferred Securities and Income Fund, First Trust/Confluence Small Cap Value Fund, First Trust Short Duration High Income Fund, First Trust Managed Municipal Fund, and First Trust WCM Focused Global Growth Fund.
What is the business address of the filer?
The business address of FIRST TRUST SERIES FUND is 120 EAST LIBERTY DRIVE, SUITE 400, WHEATON, IL 60187.
Filing Details
This Form DEFA14A (Form DEFA14A) was filed with the SEC on May 13, 2025 regarding FIRST TRUST SERIES FUND.