Northern Lights Fund Trust IV Proxy Filing
| Field | Detail |
|---|---|
| Company | Northern Lights Fund Trust IV |
| Form Type | DEFA14A |
| Filed Date | May 13, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: proxy-statement, fund-filing, investment-trust
Related Tickers: VICAX, VICVX, VICEX, VICCX
TL;DR
NLFT IV filed proxy docs for USA Mutuals Vice Fund. Check your shares.
AI Summary
Northern Lights Fund Trust IV filed a Definitive Additional Materials proxy statement on May 13, 2025. The filing concerns the USA Mutuals Vice Fund, including its Class A (VICAX), Institutional Class (VICVX), Investor Class (VICEX), and Class C (VICCX) shares. The company is incorporated in Delaware and has a fiscal year end of September 16.
Why It Matters
This filing provides shareholders with important information regarding the USA Mutuals Vice Fund, enabling them to make informed decisions about their investments.
Risk Assessment
Risk Level: low — This is a routine proxy filing for a registered investment company, not indicating any immediate financial distress or significant operational changes.
Key Players & Entities
- Northern Lights Fund Trust IV (company) — Registrant
- USA Mutuals Vice Fund (company) — Underlying Fund
- VICAX (company) — Share Class Ticker
- VICVX (company) — Share Class Ticker
- VICEX (company) — Share Class Ticker
- VICCX (company) — Share Class Ticker
- 20250513 (date) — Filing Date
FAQ
What type of filing is this?
This is a Definitive Additional Materials proxy statement filed under Schedule 14A.
Who is the registrant for this filing?
The registrant is Northern Lights Fund Trust IV.
Which specific fund is mentioned in the filing?
The USA Mutuals Vice Fund is mentioned, along with its various share classes (Class A, Institutional, Investor, and Class C).
When was this filing made?
The filing was made on May 13, 2025.
What is the state of incorporation for Northern Lights Fund Trust IV?
Northern Lights Fund Trust IV is incorporated in Delaware (DE).
Filing Details
This Form DEFA14A (Form DEFA14A) was filed with the SEC on May 13, 2025 regarding Northern Lights Fund Trust IV.