Rand Capital Corp Files 8-K Report

TL;DR

RAND files 8-K, "Other Events" noted, details TBD.

AI Summary

On May 29, 2025, Rand Capital Corporation filed an 8-K report. The filing indicates "Other Events" as the primary item of disclosure. No specific financial transactions or material events were detailed in the provided excerpt.

Why It Matters

This 8-K filing signals that Rand Capital Corporation has reported an event requiring immediate disclosure to the SEC, though the specific nature of the event is not detailed in this excerpt.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report for "Other Events" and does not contain specific negative or positive financial information in the provided text.

Key Players & Entities

• RAND CAPITAL CORP (company) — Registrant
• May 29, 2025 (date) — Date of earliest event reported

FAQ

From the Filing

0001641172-25-012952.txt : 20250530 0001641172-25-012952.hdr.sgml : 20250530 20250530073053 ACCESSION NUMBER: 0001641172-25-012952 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20250529 ITEM INFORMATION: Other Events FILED AS OF DATE: 20250530 DATE AS OF CHANGE: 20250530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 ORGANIZATION NAME: EIN: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 251006461 BUSINESS ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 1405 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 8-K 1 form8-k.htm 8-K false 0000081955 0000081955 2025-05-29 2025-05-29 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of report (Date of earliest event reported): May 29, 2025   RAND CAPITAL CORPORATION (Exact Name of Registrant as Specified in Its Charter)   New York   814-00235   16-0961359 (State or Other Jurisdiction of Incorporation)   (Commission File Number)   (I.R.S. Employer Identification Number)   1405 Rand Building , Buffalo , NY 14203 (Address of Principal Executive Offices) (Zip Code)   (716) 853-0802 (Registrant’s Telephone Number, Including Area Code)   Not Applicable (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)         ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)         ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))         ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.10 par value   RAND   Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 8.01. Other Events.   On May 29, 2025, Rand Capital Corporation (the “Company”) was notified that Tilson Technology Management, Inc. (“Tilson Technology”) and its wholly-owned subsidiaries Tilson Middle Street Holding, LLC and Boundless Broadband, LLC each filed a voluntary petition for relief under Chapter 11 of the U.S. Bankruptcy Code in the United States Bankruptcy Court, District of Delaware (the “Tilson Chapter 11 Proceedings”).   The Company owns 120,000 shares of Series B preferred stock, 21,391 shares of Series C preferred stock, 70,176 shares of Series D preferred stock, 15,385 shares of Series E preferred stock and 23,077 shares of Series F preferred stock of Tilson Technology (collectively “Tilson Technology Preferr