First Foundation Inc. Reports Board and Officer Changes

Ticker: FFWM · Form: 8-K · Filed: 2025-05-30T00:00:00.000Z

Sentiment: neutral

Topics: governance, officer-changes, board-changes

Related Tickers: FFC

TL;DR

FFC board shakeup, new execs appointed, shareholder votes and financials filed.

AI Summary

On May 23, 2025, First Foundation Inc. filed an 8-K report detailing changes in its board of directors and executive officers, including the election of new directors and the appointment of certain officers. The filing also covers the submission of matters to a vote of security holders and includes financial statements and exhibits.

Why It Matters

Changes in a company's board and executive team can signal shifts in strategy, governance, or operational focus, potentially impacting future performance and investor confidence.

Risk Assessment

Risk Level: medium — Changes in leadership and governance can introduce uncertainty about future strategic direction and operational stability.

Key Players & Entities

FAQ

What specific changes were made to the board of directors and executive officers?

The filing indicates the election of new directors and the appointment of certain officers, though specific names and roles are detailed within the full report.

Were any shareholder matters submitted for a vote?

Yes, the filing explicitly states the submission of matters to a vote of security holders.

What types of exhibits are included with this 8-K filing?

The filing mentions that financial statements and exhibits are included, but the specific nature of these exhibits requires a review of the full document.

What is the company's state of incorporation and fiscal year end?

First Foundation Inc. is incorporated in Delaware and its fiscal year ends on December 31.

What is the company's primary business sector?

First Foundation Inc. operates in the State Commercial Banks sector, with SIC code 6022.

From the Filing

0001104659-25-054844.txt : 20250530 0001104659-25-054844.hdr.sgml : 20250530 20250530160024 ACCESSION NUMBER: 0001104659-25-054844 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20250523 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250530 DATE AS OF CHANGE: 20250530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Foundation Inc. CENTRAL INDEX KEY: 0001413837 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36461 FILM NUMBER: 251010647 BUSINESS ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 BUSINESS PHONE: 949-222-2030 MAIL ADDRESS: STREET 1: 18101 VON KARMAN AVE STREET 2: SUITE 700 CITY: IRVINE STATE: CA ZIP: 92612 FORMER COMPANY: FORMER CONFORMED NAME: KELLER FINANCIAL GROUP DATE OF NAME CHANGE: 20071001 8-K 1 tm2516548d1_8k.htm FORM 8-K false 0001413837 0001413837 2025-05-23 2025-05-23 0001413837 dei:FormerAddressMember 2025-05-23 2025-05-23 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2025     FIRST FOUNDATION INC. (Exact name of registrant as specified in its charter)       Delaware 001-36461 20-8639702 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)   5221 North O’Connor Boulevard , Suite 1375     Irving , Texas   75039 (Address of Principal Executive Offices)   (Zip Code)   ( 469 ) 638-9636 (Registrant’s Telephone Number, Including Area Code)   200 Crescent Court , Suite 1400 Dallas , Texas 75201 (Former name or former address, if changed since last report.)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock   FFWM   New York Stock Exchange   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨             Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.   First Foundatio

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