UBS Group AG Files 6-K Report
Ticker: UBS · Form: 6-K · Filed: 2025-06-06T00:00:00.000Z
Sentiment: neutral
Topics: sec-filing, 6-k, disclosure
Related Tickers: UBS
TL;DR
UBS Group AG just dropped a 6-K filing with the SEC on June 6, 2025. Standard stuff, but check it for updates.
AI Summary
On June 6, 2025, UBS Group AG filed a Form 6-K, reporting information as a foreign private issuer. The filing includes details for both UBS Group AG (Central Index Key: 0001610520) and UBS AG (Central Index Key: 0001114446), both based in Zurich, Switzerland. This report is filed under the Securities Exchange Act of 1934.
Why It Matters
This filing provides updated information to the SEC, ensuring transparency for investors regarding the operations and status of UBS Group AG and its subsidiary UBS AG.
Risk Assessment
Risk Level: low — This filing is a routine disclosure of information by a foreign private issuer and does not contain new material financial events or significant strategic changes.
Key Numbers
- 1-36764 — SEC File Number (UBS Group AG's SEC file number)
- 001-15060 — SEC File Number (UBS AG's SEC file number)
Key Players & Entities
- UBS Group AG (company) — Registrant
- UBS AG (company) — Registrant
- 0001610520-25-000069 (filing_id) — Accession Number
- June 6, 2025 (date) — Filing Date
FAQ
What is the purpose of a Form 6-K filing?
A Form 6-K is a report of foreign private issuers required to be filed pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934, typically used to furnish information that the registrant makes or is required to make public in its home country.
Who are the registrants in this filing?
The registrants in this filing are UBS Group AG (Central Index Key: 0001610520) and UBS AG (Central Index Key: 0001114446).
What is the filing date of this report?
The filing date of this report is June 6, 2025.
Where are the principal executive offices of UBS Group AG located?
The principal executive offices of UBS Group AG are located at Bahnhofstrasse 45, 8001 Zurich, Switzerland.
What is the SIC code for UBS Group AG and UBS AG?
The Standard Industrial Classification (SIC) code for both UBS Group AG and UBS AG is 6021, which corresponds to National Commercial Banks.
From the Filing
0001610520-25-000069.txt : 20250606 0001610520-25-000069.hdr.sgml : 20250606 20250606121512 ACCESSION NUMBER: 0001610520-25-000069 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20250606 FILED AS OF DATE: 20250606 DATE AS OF CHANGE: 20250606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS Group AG CENTRAL INDEX KEY: 0001610520 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-36764 FILM NUMBER: 251029634 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 BUSINESS PHONE: 41-44-234-1111 MAIL ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH-8001 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UBS AG CENTRAL INDEX KEY: 0001114446 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15060 FILM NUMBER: 251029635 BUSINESS ADDRESS: STREET 1: BAHNHOFSTRASSE 45 CITY: ZURICH STATE: V8 ZIP: CH 8001 BUSINESS PHONE: 203-719-5241 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. CITY: STAMFORD STATE: CT ZIP: 06901 6-K 1 newsrelease6k20250606.htm newsrelease6k20250606                       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _________________ FORM 6-K REPORT OF FOREIGN PRIVATE   ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Date: June 6, 2025 UBS Group AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland (Address of principal executive office) Commission File Number: 1-36764 UBS AG (Registrant's Name) Bahnhofstrasse 45, 8001 Zurich, Switzerland Aeschenvorstadt 1, 4051 Basel, Switzerland   (Address of principal executive offices) Commission File Number: 1-15060   Indicate by check mark whether the registrants file or will file annual   reports under cover of Form 20-F or Form 40- F. Form 20-F   ☒   Form 40-F   ☐   This Form 6-K consists of the news release that immediately follows   this page.   UBS News Release, 6 June 2025   Page 1 1 6 June 2025 Ad hoc announcement pursuant to Article 53 of the SIX Exchange Regulation Listing Rules News Release UBS statement on regulatory proposals made by the Swiss government Zurich, 6 June 2025 – UBS supports in principle most of the   regulatory proposals the Swiss Federal Council published today.   However, UBS strongly disagrees with the extreme increase in capital requirements that has been proposed. These changes would result in capital requirements that are neither proportionate nor internationally aligned.   The proposals would require UBS to fully deduct investments in foreign subsidiaries from its CET1 capital. UBS would also need to fully deduct deferred tax assets on temporary differences (TD DTAs) and capitalized software from its CET1 capital. Furthermore, the proposals would necessitate an increase in prudential valuation adjustments (PVAs). Based on published financial information from the first quarter of 2025, and   given UBS AG’s target CET1 capital ratio of between 12.5% and 13%, UBS AG would be required to hold additional estimated CET1 capital of around USD 24bn on a pro-forma basis, if the recommendations are implemented as proposed. This includes around USD 23bn related to the full deduction of UBS AG’s investments in foreign subsidiaries. These pro-forma figures also reflect previously announced expected capital repatriations of around USD 5bn. The incremental CET1 capital of around USD 24bn required at UBS AG would result in a CET1 capital ratio at the UBS Group AG (consolidated) level of around 19%. At Gro