Qualcomm Reports Unregistered Equity Sales

Ticker: QCOM · Form: 8-K · Filed: 2025-06-09T00:00:00.000Z

Sentiment: neutral

Topics: equity-sale, unregistered-securities

Related Tickers: QCOM

TL;DR

Qualcomm sold unregistered equity. Details TBD.

AI Summary

On June 9, 2025, QUALCOMM Incorporated filed an 8-K report detailing unregistered sales of equity securities. The filing does not specify the exact number of shares sold or the total dollar amount involved in these unregistered sales, but it indicates a transaction occurred on or before June 9, 2025.

Why It Matters

This filing indicates potential dilution or changes in share structure due to unregistered equity sales, which could impact existing shareholders.

Risk Assessment

Risk Level: medium — Unregistered sales can sometimes signal financial distress or be used for specific strategic purposes, requiring further investigation into the details and context.

Key Players & Entities

FAQ

What specific type of equity securities were sold?

The filing states 'Unregistered Sales of Equity Securities' but does not specify the exact type of securities in the provided text.

What was the total dollar amount of the unregistered equity sales?

The provided text does not specify the total dollar amount of the unregistered equity sales.

How many shares were involved in the unregistered sales?

The filing indicates unregistered sales of equity securities but does not provide the number of shares involved in the text.

What is the date of the earliest event reported in this 8-K?

The date of the earliest event reported is June 9, 2025.

What is QUALCOMM's principal executive office address?

QUALCOMM's principal executive office is located at 5775 Morehouse Drive, San Diego, California, 92121.

From the Filing

0001104659-25-057814.txt : 20250609 0001104659-25-057814.hdr.sgml : 20250609 20250609160519 ACCESSION NUMBER: 0001104659-25-057814 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 12 CONFORMED PERIOD OF REPORT: 20250609 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20250609 DATE AS OF CHANGE: 20250609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QUALCOMM INC/DE CENTRAL INDEX KEY: 0000804328 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] ORGANIZATION NAME: 04 Manufacturing EIN: 953685934 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-19528 FILM NUMBER: 251034009 BUSINESS ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8585871121 MAIL ADDRESS: STREET 1: 5775 MOREHOUSE DR CITY: SAN DIEGO STATE: CA ZIP: 92121 8-K 1 tm2517479d1_8k.htm FORM 8-K false 0000804328 QUALCOMM INC/DE QUALCOMM INC/DE 0000804328 2025-06-09 2025-06-09 iso4217:USD xbrli:shares iso4217:USD xbrli:shares   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K     CURRENT REPORT   Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934   June 9, 2025 Date of Report (Date of earliest event reported)     QUALCOMM Incorporated QUALCOMM INC/DE (Exact name of registrant as specified in its charter)     Delaware (State or other jurisdiction of incorporation)   000-19528   95-3685934 (Commission File Number)   (IRS Employer Identification No.)    5775 Morehouse Drive , San Diego , California   92121 (Address of principal executive offices)   (Zip Code)   858 - 587-1121 (Registrant’s telephone number, including area code)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.0001 par value   QCOM   The Nasdaq Stock Market LLC   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company     ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.     ¨            Item 3.02. Unregistered Sales of Equity Securities.   On June 9, 2025, QUALCOMM Incorporated (“Qualcomm”) and Aqua Acquisition Sub LLC, an indirect wholly owned subsidiary of Qualcomm (“Bidco”), issued an announcement (the “Rule 2.7 Announcement”) pursuant to Rule 2.7 of the UK City Code on Takeovers and Mergers, disclosing that Qualcomm, Bidco and Alphawave IP Group plc (“Alphawave”) had reached agreement on the terms and conditions of a recommended acquisition by Bidco for the entire issued, and to be issued, ordinary share capital of Alphawave (the “Acquisition”). Under the terms of the

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