Caterpillar Inc. Files 8-K with Shareholder Votes and Financials

Ticker: CAT · Form: 8-K · Filed: 2025-06-12T00:00:00.000Z

Sentiment: neutral

Topics: regulatory-filing, financials, shareholder-vote

Related Tickers: CAT

TL;DR

CAT filed an 8-K on 6/11/25 covering shareholder votes, Reg FD, and financials. Expect updates on common stock and debentures.

AI Summary

On June 11, 2025, Caterpillar Inc. filed an 8-K report detailing a submission of matters to a vote of security holders, a Regulation FD disclosure, and financial statements and exhibits. The filing also includes information about Caterpillar's common stock and debentures due September 15, 2035.

Why It Matters

This filing provides investors with crucial updates on shareholder matters and financial reporting, impacting their understanding of Caterpillar's corporate governance and financial health.

Risk Assessment

Risk Level: low — This is a routine regulatory filing with no immediate negative or positive financial implications disclosed.

Key Players & Entities

FAQ

What specific matters were submitted to a vote of Caterpillar Inc. security holders?

The filing indicates a submission of matters to a vote of security holders, but the specific details of these matters are not elaborated upon in the provided text.

What is the purpose of the Regulation FD Disclosure mentioned in the filing?

The Regulation FD Disclosure item suggests that Caterpillar Inc. is making public disclosures to prevent selective disclosure of material non-public information to certain investors.

What financial statements and exhibits are included in this 8-K filing?

The filing lists 'Financial Statements and Exhibits' as an item, but the specific content of these statements and exhibits is not detailed in the provided text.

What is the significance of the debentures due September 15, 2035?

The debentures due September 15, 2035, are a form of debt issued by Caterpillar Inc. that matures on that date, and their inclusion indicates ongoing financial obligations.

What is Caterpillar Inc.'s state of incorporation and fiscal year end?

Caterpillar Inc. is incorporated in Delaware and its fiscal year ends on December 31.

From the Filing

0001104659-25-058891.txt : 20250612 0001104659-25-058891.hdr.sgml : 20250612 20250612161925 ACCESSION NUMBER: 0001104659-25-058891 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 16 CONFORMED PERIOD OF REPORT: 20250611 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250612 DATE AS OF CHANGE: 20250612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CATERPILLAR INC CENTRAL INDEX KEY: 0000018230 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] ORGANIZATION NAME: 06 Technology EIN: 370602744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-00768 FILM NUMBER: 251042880 BUSINESS ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: 9728917700 MAIL ADDRESS: STREET 1: 5205 N. O'CONNOR BOULEVARD STREET 2: SUITE 100 CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO DATE OF NAME CHANGE: 19860623 8-K 1 tm2517853d1_8k.htm FORM 8-K false 0000018230 0000018230 2025-06-11 2025-06-11 0000018230 us-gaap:CommonStockMember 2025-06-11 2025-06-11 0000018230 CAT:Sec5.3DebenturesDueSeptember152035Member 2025-06-11 2025-06-11 iso4217:USD xbrli:shares iso4217:USD xbrli:shares       UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549       FORM 8-K   Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): June 11, 2025   CATERPILLAR INC. (Exact name of registrant as specified in its charter)   Delaware   1-768   37-0602744 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S Employer Identification No.)   5205 N. O'Connor Boulevard     Suite 100 , Irving , Texas   75039 (Address of principal executive offices)   (Zip Code)   Registrant’s telephone number, including area code: ( 972 ) 891-7700   Former name or former address, if changed since last report: N/A   ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class Trading Symbol (s) Name of each exchange which registered Common Stock ($1.00 par value) CAT The New York Stock Exchange 5.3% Debentures due September 15, 2035 CAT35 The New York Stock Exchange   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 of this chapter).   Emerging growth company  ¨   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨             Item 5.07              Submission of Matters to

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