Tilray Brands Reports Unregistered Equity Sales

TL;DR

Tilray sold more stock, details are light.

AI Summary

On June 16, 2025, Tilray Brands, Inc. reported the unregistered sale of equity securities. The filing details the issuance of shares related to a previous transaction, but specific dollar amounts or the exact number of shares were not disclosed in this section of the report.

Why It Matters

This filing indicates potential dilution or changes in share structure, which could impact existing shareholders and the company's financial reporting.

Risk Assessment

Risk Level: medium — Unregistered sales of equity can sometimes signal a need for capital or be part of complex financing arrangements, requiring closer scrutiny.

Key Players & Entities

• Tilray Brands, Inc. (company) — Registrant
• June 16, 2025 (date) — Date of earliest event reported
• 001-38594 (company) — SEC File Number
• 82-4310622 (company) — IRS Employer Identification No.

FAQ

From the Filing

0001437749-25-021037.txt : 20250623 0001437749-25-021037.hdr.sgml : 20250623 20250623161042 ACCESSION NUMBER: 0001437749-25-021037 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20250616 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20250623 DATE AS OF CHANGE: 20250623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tilray Brands, Inc. CENTRAL INDEX KEY: 0001731348 STANDARD INDUSTRIAL CLASSIFICATION: MEDICINAL CHEMICALS & BOTANICAL PRODUCTS [2833] ORGANIZATION NAME: 03 Life Sciences EIN: 824310622 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-38594 FILM NUMBER: 251065062 BUSINESS ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 BUSINESS PHONE: 519.322.8800 MAIL ADDRESS: STREET 1: 655 MADISON AVENUE STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10065 FORMER COMPANY: FORMER CONFORMED NAME: Tilray, Inc. DATE OF NAME CHANGE: 20180213 8-K 1 tlry20250621_8k.htm FORM 8-K tlry20250621_8k.htm false 0001731348 0001731348 2025-06-16 2025-06-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549     FORM 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2025     Tilray Brands, Inc. (Exact name of Registrant as Specified in Its Charter)     Delaware 001-38594 82-4310622 (State or Other Jurisdiction (Commission File (IRS Employer of Incorporation) Number) Identification No.)       265 Talbot Street West ,     Leamington , ON   N8H 5L4 (Address of Principal Executive Offices,   (Zip Code)   ( 844 ) 845-7291   Not applicable (Former Name or Former Address, if Changed Since Last Report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:     ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)     ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)     ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))     ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class Trading Name of each exchange on which registered   Symbol(s)   Common Stock , $0.0001 par TLRY   value per share   The Nasdaq Global Select Market         Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐         Item 3.02              Unregistered Sales of Equity Securities.   Tilray Brands, Inc. (the “Company”) has entered into a private debt-for-equity exchange transaction (the “Exchange Transaction”) with an unrelated party.  Pursuant to the Exchange Transaction, the Company issued 12,591,816 shares of the Company’s common stock, par value $0.0001 per share (“Common Stock”), in exchange for $5 million principal amount of the Company’s 5.20% Convertible Senior Notes due June 1, 2027.   The