Brookfield Asset Management Ltd. Files 8-K on Ethics Code

TL;DR

Brookfield Asset Management updated its ethics code and filed an 8-K.

AI Summary

On June 26, 2025, Brookfield Asset Management Ltd. filed an 8-K report. The filing primarily concerns amendments to the company's Code of Ethics and the waiver of a provision within that code. It also includes financial statements and exhibits.

Why It Matters

Changes to a company's code of ethics can signal shifts in governance or compliance policies, which may affect investor confidence and regulatory oversight.

Risk Assessment

Risk Level: low — The filing pertains to administrative updates to the company's code of ethics and does not appear to involve significant financial transactions or operational changes.

Key Players & Entities

• Brookfield Asset Management Ltd. (company) — Registrant
• June 26, 2025 (date) — Date of Report

FAQ

From the Filing

0001171843-25-004151.txt : 20250626 0001171843-25-004151.hdr.sgml : 20250626 20250626171612 ACCESSION NUMBER: 0001171843-25-004151 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 14 CONFORMED PERIOD OF REPORT: 20250626 ITEM INFORMATION: Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250626 DATE AS OF CHANGE: 20250626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Brookfield Asset Management Ltd. CENTRAL INDEX KEY: 0001937926 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance EIN: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41563 FILM NUMBER: 251081338 BUSINESS ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 BUSINESS PHONE: 416-363-9491 MAIL ADDRESS: STREET 1: BROOKFIELD PLACE STREET 2: 250 VESEY STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-0221 8-K 1 f8k_062525.htm FORM 8-K false 0001937926 0001937926 2025-06-26 2025-06-26 iso4217:USD xbrli:shares iso4217:USD xbrli:shares UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     FORM 8-K       CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025     Brookfield Asset Management Ltd. (Exact name of registrant as specified in its charter)     British Columbia, Canada 001-41563 98-1702516 (State or Other Jurisdiction of Incorporation) (Commission File No.) (IRS Employee Identification No.)   Brookfield Place 250 Vesey Street, 15 th Floor New York , NY 10281-0221   (Address of Principal Executive Offices)   (212) 417-7000 (Registrant’s telephone number, including area code)   (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a- 12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b))   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c)) Securities registered pursuant to Section 12(b) of the Act:   Title of Each Class   Trading Symbol(s)   Name of Each Exchange on Which Registered Class A Limited Voting Shares   BAM   New York Stock Exchange   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐       Item 5.05. Amendments to Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics.   On May 5, 2025, the Board of Directors of Brookfield Asset Management Ltd. (the “Company”) approved amendments to the Company’s Code of Business Conduct and Ethics (the “Code”). The amendments are non- substantive clean-up and clarifying changes. The Code is applicable to all directors, officers, employees and temporary workers of the Company and its wholly owned subsidiaries. A copy of the Code is attach