Rivian Automotive Files 8-K: Equity Sales & Financials

Ticker: RIVN · Form: 8-K · Filed: 2025-07-02T00:00:00.000Z

Sentiment: neutral

Topics: equity-sale, financials, sec-filing

Related Tickers: RIVN

TL;DR

Rivian filed an 8-K on June 30th, reporting unregistered equity sales and financial updates.

AI Summary

Rivian Automotive, Inc. filed an 8-K on July 2, 2025, reporting on events as of June 30, 2025. The filing includes information on unregistered sales of equity securities, Regulation FD disclosures, and financial statements/exhibits. Specific details regarding the nature or value of the unregistered equity sales are not provided in this excerpt.

Why It Matters

This 8-K filing provides updates on Rivian's financial activities, including potential equity sales, which could impact its capital structure and stock valuation.

Risk Assessment

Risk Level: medium — Filings related to unregistered equity sales can indicate potential dilution or changes in the company's financial strategy, warranting closer investor scrutiny.

Key Numbers

Key Players & Entities

FAQ

What type of equity securities were sold unregistered?

The filing indicates unregistered sales of equity securities but does not specify the type or details of these securities in the provided excerpt.

What is the date of the earliest event reported in this 8-K?

The earliest event reported is as of June 30, 2025.

What are the main items disclosed in this 8-K filing?

The filing covers unregistered sales of equity securities, Regulation FD disclosures, and financial statements and exhibits.

What is Rivian Automotive's principal executive office address?

Rivian's principal executive offices are located at 14600 Myford Road, Irvine, California, 92606.

What is the SIC code for Rivian Automotive, Inc.?

Rivian Automotive, Inc.'s Standard Industrial Classification (SIC) code is 3711, which corresponds to MOTOR VEHICLES & PASSENGER CAR BODIES.

From the Filing

0001874178-25-000030.txt : 20250702 0001874178-25-000030.hdr.sgml : 20250702 20250702082815 ACCESSION NUMBER: 0001874178-25-000030 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20250630 ITEM INFORMATION: Unregistered Sales of Equity Securities ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20250702 DATE AS OF CHANGE: 20250702 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rivian Automotive, Inc. / DE CENTRAL INDEX KEY: 0001874178 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] ORGANIZATION NAME: 04 Manufacturing EIN: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-41042 FILM NUMBER: 251098397 BUSINESS ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (888) 748-4261 MAIL ADDRESS: STREET 1: 14600 MYFORD ROAD CITY: IRVINE STATE: CA ZIP: 92618 8-K 1 rivn-20250630.htm 8-K rivn-20250630 0001874178 FALSE Rivian Automotive, Inc. / DE 0001874178 2025-06-30 2025-06-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ___________________________________ FORM 8-K ___________________________________ CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 30, 2025 Date of Report (date of earliest event reported) ___________________________________ Rivian Automotive, Inc. (Exact name of registrant as specified in its charter) ___________________________________ Delaware (State or other jurisdiction of incorporation) 001-41042 (Commission File Number) 47-3544981 (IRS Employer Identification Number) 14600 Myford Road Irvine , California 92606 (Address of principal executive offices) (Zip code) ( 888 ) 748-4261 (Registrant's telephone number, including area code) N/A (Former name or former address, if changed since last report) ___________________________________ Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Class A common stock, $0.001 par value per share RIVN The Nasdaq Stock Market Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company     ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ☐ Item 3.02 - Unregistered Sales of Equity Securities. As previously disclosed in the Quarterly Report on Form 10-Q of Rivian Automotive, Inc. (“Rivian”) for the quarter ended March 31, 2025, Rivian announced that, as of March 31, 2025, it had achieved the Financial Milestone, as defined in the Investment Agreement dated November 12, 2024 (“Investment Agreement”) that Rivian entered into with Volkswagen International America, Inc. (“VW”) and Volkswagen AG (“VW AG” and together with its affiliates, “Volkswagen Group”), which was a condition precede

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