Calamos Trusts File DEF 14A for Annual Meetings, Detail Fund Lineup

TL;DR

**Calamos's routine DEF 14A filing is a non-event, signaling business as usual for its diverse fund offerings.**

AI Summary

This DEF 14A filing from CALAMOS ADVISORS TRUST/IL and CALAMOS INVESTMENT TRUST/IL, filed on July 2, 2025, outlines the proxy materials for their upcoming annual meetings, with a conformed period of report ending August 19, 2025. The filing details a wide array of investment funds managed by Calamos, including the Calamos High Income Opportunities Fund, Calamos Convertible Fund, and Calamos Market Neutral Income Fund, each with multiple share classes (A, C, I, and R6). While specific revenue and net income figures are not provided in this summary, the extensive list of funds, such as the Calamos Global Equity Fund and Calamos Total Return Bond Fund, indicates a broad and diversified asset management strategy. The filing also notes the business address as 2020 Calamos Court, Naperville, IL, and a business phone of 630-245-1046. The sheer number of distinct funds and share classes suggests a robust operational framework and a focus on catering to diverse investor needs, implying a stable strategic outlook for the firm's asset management business.

Why It Matters

This filing is crucial for investors as it provides transparency into the governance and operational structure of CALAMOS ADVISORS TRUST/IL and CALAMOS INVESTMENT TRUST/IL, which manage a significant portfolio of funds. Understanding the proposals within the DEF 14A can impact shareholder rights and the strategic direction of the funds, affecting investment returns. For employees, it signals ongoing business operations and potential changes in management or fund strategies. Customers benefit from the continued regulatory compliance and oversight, ensuring their investments are managed according to established guidelines. In a competitive asset management landscape, this routine filing demonstrates Calamos's adherence to SEC regulations, maintaining investor confidence.

Risk Assessment

Risk Level: low — The risk level is low because this is a routine DEF 14A proxy filing, primarily detailing the upcoming annual meeting and listing various investment funds. There are no immediate indications of financial distress, significant operational changes, or adverse regulatory actions. The filing simply provides information for shareholders ahead of a vote, which is standard practice for publicly traded trusts.

Analyst Insight

Investors should review the full DEF 14A filing to understand any specific proposals or director nominations that could impact their holdings in Calamos funds. Pay close attention to any changes in fund objectives or fee structures, and vote on proxy matters to protect your interests.

Financial Highlights

total Assets

N/A

total Debt

N/A

Key Numbers

• 2025-07-02 — Filing Date (Date the DEF 14A was filed with the SEC)
• 2025-08-19 — Conformed Period of Report (End date of the period covered by the report)
• 0001104659-25-065094 — Accession Number (Unique identifier for the SEC filing)
• 811-09237 — SEC File Number (CALAMOS ADVISORS TRUST/IL) (SEC registration number for the trust)
• 811-05443 — SEC File Number (CALAMOS INVESTMENT TRUST/IL) (SEC registration number for the trust)
• 630-245-1046 — Business Phone (Contact number for Calamos Advisors LLC)
• 9 — Public Document Count (Number of documents included in the filing)
• 1999-02-12 — Date of Name Change (Date Calamos Insurance Trust changed to Calamos Advisors Trust/IL)

Key Players & Entities

• CALAMOS ADVISORS TRUST/IL (company) — Filer of DEF 14A
• CALAMOS INVESTMENT TRUST/IL (company) — Filer of DEF 14A
• SEC (regulator) — Regulatory body for DEF 14A filings
• Calamos High Income Opportunities Fund (company) — Investment fund managed by Calamos
• Calamos Convertible Fund (company) — Investment fund managed by Calamos
• Calamos Market Neutral Income Fund (company) — Investment fund managed by Calamos
• Calamos Global Equity Fund (company) — Investment fund managed by Calamos
• Calamos Total Return Bond Fund (company) — Investment fund managed by Calamos
• 2020 Calamos Court (company) — Business address for Calamos
• Naperville, IL (company) — City of Calamos's business address

FAQ

Industry Context

The asset management industry is highly competitive, with firms like Calamos Advisors Trust/IL managing a diverse range of investment vehicles. The proliferation of specialized funds, such as high-income, convertible, and market-neutral strategies, reflects a trend towards catering to specific investor needs and market conditions. Regulatory oversight and evolving investor preferences for active versus passive management are key industry dynamics.

Regulatory Implications

As a registered investment company, Calamos Advisors Trust/IL is subject to extensive regulation by the SEC under the Investment Company Act of 1940. This DEF 14A filing is a key regulatory requirement, ensuring transparency for shareholders regarding corporate governance, fund performance, and executive compensation.

What Investors Should Do

1. Review the list of funds and their respective share classes to understand the breadth of Calamos's offerings.
2. Examine any proposals presented for shareholder vote at the upcoming annual meeting.
3. Note the business address and contact information for any direct inquiries.

Key Dates

• 1999-02-12: Name Change — Calamos Insurance Trust changed its name to Calamos Advisors Trust/IL, indicating a strategic shift or rebranding.
• 2025-07-02: Filing Date — This is the date the DEF 14A proxy statement was filed with the SEC, providing investors with information for the upcoming annual meeting.
• 2025-08-19: Conformed Period of Report — This date marks the end of the reporting period covered by the proxy statement, giving context to the financial and operational information presented.

Glossary

DEF 14A

A Definitive Proxy Statement filed with the SEC by public companies to solicit shareholder votes. (This filing is the primary document containing information about the company's annual meeting, proposals, and executive compensation.)

Conformed Period of Report

The period that the information in the filing is intended to cover, typically ending shortly before the filing date. (Helps investors understand the timeframe of the data and financial information presented in the proxy statement.)

SEC File Number

A unique registration number assigned by the Securities and Exchange Commission to investment companies and trusts. (Identifies the specific regulatory filings and registration status of Calamos Advisors Trust/IL (811-09237) and Calamos Investment Trust/IL (811-05443).)

Share Classes

Different categories of shares offered by a mutual fund, often with varying fee structures, expense ratios, and distribution channels (e.g., Class A, Class C, Class I, Class R6). (The filing lists numerous funds with multiple share classes, indicating a strategy to cater to different investor types and investment platforms.)

Year-Over-Year Comparison

This filing is a DEF 14A for the period ending August 19, 2025. Without prior DEF 14A filings for comparison, it is not possible to assess year-over-year changes in revenue, net income, or other financial metrics. The current filing focuses on proxy materials for the upcoming annual meeting, detailing the structure of various investment funds and their share classes.

Filing Details

This Form DEF 14A (Form DEF 14A) was filed with the SEC on July 2, 2025 regarding CALAMOS ADVISORS TRUST/IL.

View full filing on EDGAR

View Full Filing

View this DEF 14A filing on SEC EDGAR