Catalyst/Perini Fund Schedules Special Shareholder Meeting for August 6
| Field | Detail |
|---|---|
| Company | Catalyst/Perini Strategic Income Fund |
| Form Type | DEF 14A |
| Filed Date | Jul 2, 2025 |
| Risk Level | low |
| Sentiment | neutral |
Sentiment: neutral
Topics: DEF 14A, Proxy Statement, Shareholder Meeting, Closed-End Fund, Interval Fund, Corporate Governance, Investment Fund
TL;DR
**Catalyst/Perini is calling a special shareholder meeting on August 6th; shareholders need to pay attention to the agenda, as this could signal significant changes for the fund.**
AI Summary
The Catalyst/Perini Strategic Income Fund, formerly known as Catalyst Strategic Income Opportunities Fund until January 10, 2024, has called a special meeting of shareholders for August 6, 2025, at 2:00 p.m. at Thompson Hine, LLP in Columbus, OH. This Definitive Proxy Statement (DEF 14A) was filed on July 2, 2025, to inform shareholders about the upcoming meeting. The Fund operates as a closed-end management investment company structured as an interval fund and a Delaware statutory trust. The filing indicates no fee was required for this proxy statement. Specific financial figures for revenue, net income, or detailed business changes are not provided within this particular DEF 14A filing, as it primarily serves as a notice for a shareholder meeting. The strategic outlook and specific risks beyond the general nature of an investment fund are also not detailed in this document.
Why It Matters
This DEF 14A filing signals an upcoming decision point for Catalyst/Perini Strategic Income Fund shareholders, potentially impacting the fund's future direction or governance. Investors need to understand the agenda of the August 6, 2025 meeting to assess potential changes to their investment. For employees and customers, the outcome could influence the fund's operational stability and service offerings. In the competitive landscape of closed-end interval funds, any significant changes could alter the fund's attractiveness relative to peers.
Risk Assessment
Risk Level: low — The risk level is low because this DEF 14A filing is purely a notice for a special shareholder meeting, not an announcement of a major transaction or adverse event. It indicates 'No fee required,' suggesting a routine proxy filing rather than a complex, high-value transaction that might carry significant financial risk. The document itself does not contain any information that suggests immediate financial distress or operational instability.
Analyst Insight
Investors should carefully review the full proxy statement once available to understand the specific proposals to be voted on at the August 6, 2025 meeting. They should then vote their shares in accordance with their investment objectives, considering the potential impact of any proposed changes on the fund's strategy and performance.
Key Numbers
- August 6, 2025 — Date of Special Meeting of Shareholders (Crucial date for investor participation and potential fund decisions)
- 2:00 p.m. — Time of Special Meeting (Specific time for shareholders to attend the meeting)
- January 10, 2024 — Date of Name Change (When the fund changed its name from Catalyst Strategic Income Opportunities Fund)
- 0001580642-25-003997 — Accession Number (Unique identifier for this specific SEC filing)
Key Players & Entities
- Catalyst/Perini Strategic Income Fund (company) — Registrant and closed-end management investment company
- Catalyst Strategic Income Opportunities Fund (company) — Former name of the Registrant until January 10, 2024
- Thompson Hine, LLP (company) — Location of the special shareholder meeting
- Board of Trustees (person) — Called the special meeting of shareholders
- SEC (regulator) — Regulates proxy statements under Section 14(a) of the Securities Exchange Act of 1934
- Delaware (regulator) — State of incorporation for the statutory trust
FAQ
What is the purpose of the Catalyst/Perini Strategic Income Fund's DEF 14A filing?
The DEF 14A filing by Catalyst/Perini Strategic Income Fund serves as a Definitive Proxy Statement, primarily to notify shareholders about a special meeting scheduled for August 6, 2025, at 2:00 p.m. in Columbus, OH. It outlines the procedural aspects of the meeting as required by Section 14(a) of the Securities Exchange Act of 1934.
When and where will the Catalyst/Perini Strategic Income Fund's special shareholder meeting be held?
The special meeting of shareholders for Catalyst/Perini Strategic Income Fund is scheduled for August 6, 2025, at 2:00 p.m. Eastern Time. It will take place at the offices of Thompson Hine, LLP, located at 41 South High Street, Suite 1700, Columbus, OH 43215.
What was the former name of Catalyst/Perini Strategic Income Fund?
The Catalyst/Perini Strategic Income Fund was formerly known as Catalyst Strategic Income Opportunities Fund. The name change occurred on January 10, 2024, as indicated in the DEF 14A filing.
Is there a filing fee associated with this Catalyst/Perini Strategic Income Fund DEF 14A?
No, the DEF 14A filing for Catalyst/Perini Strategic Income Fund explicitly states 'No fee required.' This indicates that the filing falls under an exemption or category where a payment of filing fee is not necessary.
What type of investment company is Catalyst/Perini Strategic Income Fund?
Catalyst/Perini Strategic Income Fund is described as a closed-end management investment company. It operates as an interval fund and is organized as a Delaware statutory trust, as detailed in the notice to shareholders.
Who called the special meeting for Catalyst/Perini Strategic Income Fund shareholders?
The special meeting of shareholders for Catalyst/Perini Strategic Income Fund was called by the Board of Trustees of the Fund. This is a standard governance procedure for investment companies.
What information is missing from this Catalyst/Perini Strategic Income Fund DEF 14A filing?
This DEF 14A filing primarily serves as a notice for a meeting and does not contain specific financial details such as revenue, net income, or detailed business changes. It also does not outline the specific proposals or matters to be voted upon at the August 6, 2025 meeting.
How can investors get more information about the Catalyst/Perini Strategic Income Fund meeting agenda?
Investors should await the full proxy statement, which will detail the specific proposals and matters to be voted on at the August 6, 2025 special meeting. This document will provide the necessary information for shareholders to make informed voting decisions.
What is the business address of Catalyst/Perini Strategic Income Fund?
The business address for Catalyst/Perini Strategic Income Fund is 36 North New York Avenue, 3rd Floor, Huntington, NY 11743. Their business phone number is (631) 629-4237.
What is the significance of a DEF 14A filing for Catalyst/Perini Strategic Income Fund?
A DEF 14A filing, or Definitive Proxy Statement, is a crucial regulatory document that informs shareholders of an upcoming meeting where important decisions will be made. For Catalyst/Perini Strategic Income Fund, it signals that the Board of Trustees has called a special meeting on August 6, 2025, requiring shareholder participation and potential voting on specific proposals.
Industry Context
The Catalyst/Perini Strategic Income Fund operates as a closed-end management investment company structured as an interval fund. This sector typically involves actively managed portfolios seeking to generate income, often with a focus on fixed-income or credit instruments. Interval funds offer a hybrid structure between open-end and closed-end funds, providing some liquidity through periodic redemption opportunities.
Regulatory Implications
As a registered investment company, the fund is subject to the oversight of the Securities and Exchange Commission (SEC) and various regulations under the Investment Company Act of 1940. This DEF 14A filing itself is a regulatory requirement to inform shareholders about corporate actions and meetings, ensuring transparency and compliance.
What Investors Should Do
- Review the agenda for the Special Meeting of Shareholders on August 6, 2025, to understand the proposals being voted on.
- Determine voting preferences and ensure proxy materials are submitted by the required deadline to participate in fund decisions.
- Note the fund's name change from Catalyst Strategic Income Opportunities Fund, effective January 10, 2024, for accurate record-keeping.
Key Dates
- 2025-08-06: Special Meeting of Shareholders — Shareholders will convene to vote on matters related to the fund.
- 2024-01-10: Name Change — The fund changed its name from Catalyst Strategic Income Opportunities Fund to Catalyst/Perini Strategic Income Fund.
- 2025-07-02: Filing of Definitive Proxy Statement (DEF 14A) — This document informs shareholders about the upcoming special meeting.
Glossary
- DEF 14A
- A Definitive Proxy Statement filed with the SEC, providing detailed information to shareholders about matters to be voted on at a shareholder meeting. (This filing is the primary document for informing shareholders about the special meeting and its agenda.)
- Interval Fund
- A type of closed-end investment company that offers shareholders the opportunity to sell a fixed percentage of their shares at net asset value at regular intervals. (This describes the operational structure of the Catalyst/Perini Strategic Income Fund.)
- Delaware statutory trust
- A legal entity structure organized under Delaware law, often used for investment funds. (This specifies the legal domicile and structure of the fund.)
Year-Over-Year Comparison
This filing is a notice for a special shareholder meeting and does not contain comparative financial data from a previous period. Therefore, a comparison of key metrics such as revenue growth, margin changes, or new risks against a prior filing is not possible with the information provided.
Filing Details
This Form DEF 14A (Form DEF 14A) was filed with the SEC on July 2, 2025 by Board of Trustees regarding Catalyst/Perini Strategic Income Fund.