Optimum Fund Trust Files Definitive Proxy Statement for Shareholder Vote

Optimum Fund Trust DEF 14A Filing Summary
Field	Detail
Company	Optimum Fund Trust
Form Type	DEF 14A
Filed Date	Jul 9, 2025
Risk Level	low
Sentiment	neutral

Sentiment: neutral

Topics: Proxy Statement, Investment Fund, Shareholder Meeting, Regulatory Filing, Fund Governance, SEC Disclosure, Mutual Fund

TL;DR

**This is a standard, low-impact administrative filing; don't expect any immediate market-moving news from Optimum Fund Trust.**

AI Summary

The DEF 14A filing for Optimum Fund Trust, filed on July 9, 2025, is a definitive proxy statement, indicating that no filing fee was required. This filing pertains to the trust's various funds, including Optimum Fixed Income Fund, Optimum International Fund, Optimum Large Cap Growth Fund, Optimum Large Cap Value Fund, Optimum Small-Mid Cap Growth Fund, and Optimum Small-Mid Cap Value Fund, each with Class A, Class C, and Institutional Class shares. The document itself does not contain specific financial figures like revenue or net income, nor does it detail key business changes or strategic outlooks, as it is primarily a procedural filing for shareholder voting. The filing confirms the registrant as Optimum Fund Trust, with its business address at 100 Independence, 610 Market Street, Philadelphia, PA 19106-2354. The trust's Central Index Key is 0001227523, and its SEC file number is 811-21335. The filing is a standard regulatory disclosure for an investment company, focusing on the administrative aspects of a proxy solicitation rather than financial performance.

Why It Matters

This definitive proxy statement signals that Optimum Fund Trust is moving forward with a shareholder vote, likely on matters critical to the fund's governance or operations. For investors, this means an upcoming opportunity to exercise their voting rights, potentially influencing fund management or investment policies. In a competitive landscape where transparency and investor participation are increasingly valued, such filings are crucial for maintaining trust and demonstrating adherence to regulatory standards. Employees and customers are indirectly affected by the stability and governance of the fund, which can impact long-term strategy and service quality.

Risk Assessment

Risk Level: low — The filing is a routine Definitive Proxy Statement (DEF 14A) for Optimum Fund Trust, indicating a standard regulatory disclosure for an upcoming shareholder meeting. It explicitly states 'No fee required,' which is typical for such administrative filings and suggests no significant new transactions or material changes are being proposed that would incur a fee, thus presenting minimal immediate risk to investors.

Analyst Insight

Investors should review the full proxy statement when available to understand the specific proposals requiring a vote. While this filing itself is administrative, the underlying proposals could impact fund strategy or fees, so shareholders should prepare to cast informed votes.

Key Numbers

2025-07-09 — Filing Date (Date the DEF 14A was filed with the SEC)
0001137439-25-000894 — Accession Number (Unique identifier for this specific SEC filing)
4 — Public Document Count (Number of documents associated with this filing)
800.914.0278 — Business Phone (Contact number for Optimum Fund Trust)

Key Players & Entities

OPTIMUM FUND TRUST (company) — Registrant filing the DEF 14A
SEC (regulator) — Recipient of the filing
100 Independence, 610 Market Street, Philadelphia, PA 19106-2354 (company) — Business address of Optimum Fund Trust
0001227523 (company) — Central Index Key (CIK) for Optimum Fund Trust
811-21335 (company) — SEC File Number for Optimum Fund Trust
Optimum Fixed Income Fund (company) — Sub-fund mentioned in the filing
Optimum International Fund (company) — Sub-fund mentioned in the filing
Optimum Large Cap Growth Fund (company) — Sub-fund mentioned in the filing
Optimum Small-Mid Cap Growth Fund (company) — Sub-fund mentioned in the filing
Optimum Small-Mid Cap Value Fund (company) — Sub-fund mentioned in the filing

FAQ

What is the purpose of the Optimum Fund Trust DEF 14A filing?

The Optimum Fund Trust DEF 14A filing is a definitive proxy statement, which is a formal document used to solicit shareholder votes for an upcoming meeting. It outlines the proposals that shareholders will vote on, ensuring transparency and compliance with SEC regulations.

When was the Optimum Fund Trust DEF 14A filed?

The Optimum Fund Trust DEF 14A was filed on July 9, 2025, as indicated by the 'FILED AS OF DATE: 20250709' in the filing header.

Does this Optimum Fund Trust filing include financial performance data?

No, this specific DEF 14A filing for Optimum Fund Trust does not include financial performance data such as revenue or net income. It is a procedural document related to shareholder voting, not a financial report.

What types of funds are managed by Optimum Fund Trust?

Optimum Fund Trust manages various funds, including Optimum Fixed Income Fund, Optimum International Fund, Optimum Large Cap Growth Fund, Optimum Large Cap Value Fund, Optimum Small-Mid Cap Growth Fund, and Optimum Small-Mid Cap Value Fund, each with different share classes.

Is there a filing fee associated with this Optimum Fund Trust DEF 14A?

No, the filing explicitly states '[X] No fee required' under the 'Payment of Filing Fee' section, indicating that this particular DEF 14A did not incur a fee.

What is the Central Index Key (CIK) for Optimum Fund Trust?

The Central Index Key (CIK) for Optimum Fund Trust is 0001227523, which is a unique identifier assigned by the SEC to entities that file disclosures.

Where is Optimum Fund Trust's business address located?

Optimum Fund Trust's business address is 100 Independence, 610 Market Street, Philadelphia, PA 19106-2354, as detailed in the filing.

What is the significance of a 'Definitive Proxy Statement' for Optimum Fund Trust investors?

For Optimum Fund Trust investors, a 'Definitive Proxy Statement' means that the final version of the proxy materials has been filed and will be sent to shareholders, allowing them to review the proposals and cast their votes on important company matters.

Has Optimum Fund Trust changed its name in the past?

Yes, the filing indicates that Optimum Fund Trust was formerly known as BOB TRUST, with the date of name change being April 15, 2003.

What is the SEC file number for Optimum Fund Trust?

The SEC file number for Optimum Fund Trust is 811-21335, which is used by the SEC to track the registration of investment companies.

Industry Context

The investment management industry, particularly for mutual funds like those offered by Optimum Fund Trust, is highly competitive and subject to evolving regulatory landscapes. Key trends include increasing demand for passive investment strategies, a focus on ESG (Environmental, Social, and Governance) factors, and ongoing fee compression.

Regulatory Implications

As a registered investment company, Optimum Fund Trust is subject to extensive regulation by the SEC under the Investment Company Act of 1940. This DEF 14A filing is a standard requirement to ensure transparency and facilitate shareholder governance, with potential implications for compliance and operational procedures.

What Investors Should Do

Review the proxy statement for details on proposals being voted on.
Consult individual fund prospectuses for financial performance and fee details.
Note the filing date of July 9, 2025, for context.

Key Dates

2025-07-09: Filing of Definitive Proxy Statement (DEF 14A) — This filing is a procedural document for shareholder voting on matters related to the trust's funds and does not contain financial performance data. Investors should review accompanying fund reports for financial details.

Glossary

DEF 14A: A Definitive Proxy Statement filed with the SEC, used to solicit proxies from shareholders for an annual or special meeting. It contains information about the matters to be voted on, such as director elections, executive compensation, and other corporate actions. (This is the primary document type filed by Optimum Fund Trust, indicating it is seeking shareholder approval or providing information for voting purposes.)
Registrant: The entity that is filing a document with the SEC. In this case, it is Optimum Fund Trust. (Identifies Optimum Fund Trust as the entity responsible for the filing and its disclosures.)
Accession Number: A unique identifier assigned by the SEC to each filing submitted electronically. (The accession number 0001137439-25-000894 uniquely identifies this specific DEF 14A filing.)
Central Index Key (CIK): A unique 10-digit number assigned to each entity that files with the SEC. (The CIK 0001227523 identifies Optimum Fund Trust within the SEC's EDGAR system.)
SEC File Number: A file number assigned by the SEC to a company's registration statements. (The SEC file number 811-21335 is associated with Optimum Fund Trust's registration with the SEC.)
Class A, Class C, Institutional Class Shares: Different share classes offered by mutual funds, each with varying fee structures, sales charges, and distribution arrangements. (Indicates the diverse share structures available for the various Optimum Fund Trust funds, impacting investor costs and returns.)

Year-Over-Year Comparison

This filing is a definitive proxy statement (DEF 14A) and does not contain comparative financial performance metrics against a previous year. Such filings are procedural and focus on governance matters rather than year-over-year financial results. Investors seeking comparative data should refer to the annual reports or previous proxy statements of the specific Optimum Fund Trust funds.

Filing Details

This Form DEF 14A (Form DEF 14A) was filed with the SEC on July 9, 2025 regarding OPTIMUM FUND TRUST.

View full filing on EDGAR

View Full Filing

View this DEF 14A filing on SEC EDGAR