Solo Brands Faces NYSE Listing Rule Non-Compliance

Ticker: SBDS · Form: 8-K · Filed: 2025-07-15T00:00:00.000Z

Sentiment: neutral

Topics: listing-standards, compliance, nyse

TL;DR

Solo Brands got a notice from NYSE American for not meeting listing rules, but they're working on it and expect to stay listed.

AI Summary

Solo Brands, Inc. announced on July 14, 2025, that it has received a notice from the NYSE American indicating it is not in compliance with certain continued listing standards. The company is working to regain compliance and expects to continue trading on the NYSE American while it addresses the issues.

Why It Matters

This filing signals potential challenges for Solo Brands in maintaining its stock exchange listing, which could impact investor confidence and stock liquidity.

Risk Assessment

Risk Level: medium — Non-compliance with listing standards can lead to delisting, which poses a significant risk to the company's stock.

Key Players & Entities

FAQ

What specific continued listing standards has Solo Brands, Inc. failed to meet?

The filing states that Solo Brands, Inc. received a notice from the NYSE American indicating it is not in compliance with certain continued listing standards, but does not specify which ones.

What is the expected impact on Solo Brands' stock trading?

Solo Brands expects to continue trading on the NYSE American while it works to regain compliance with the listing standards.

What is the date of the earliest event reported in this 8-K filing?

The earliest event reported is dated July 14, 2025.

What is the company's principal executive office address?

The principal executive offices are located at 1001 Mustang Dr., Grapevine, TX 76051.

What is the Commission File Number for Solo Brands, Inc.?

The Commission File Number for Solo Brands, Inc. is 001-40979.

From the Filing

0001870600-25-000090.txt : 20250715 0001870600-25-000090.hdr.sgml : 20250715 20250714194035 ACCESSION NUMBER: 0001870600-25-000090 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 13 CONFORMED PERIOD OF REPORT: 20250714 ITEM INFORMATION: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing ITEM INFORMATION: Regulation FD Disclosure ITEM INFORMATION: Other Events FILED AS OF DATE: 20250715 DATE AS OF CHANGE: 20250714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Solo Brands, Inc. CENTRAL INDEX KEY: 0001870600 STANDARD INDUSTRIAL CLASSIFICATION: [3949] ORGANIZATION NAME: 04 Manufacturing EIN: 871360865 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-40979 FILM NUMBER: 251122834 BUSINESS ADDRESS: STREET 1: 1001 MUSTANG DR CITY: GRAPEVINE STATE: TX ZIP: 76051 BUSINESS PHONE: (817) 900-2664 MAIL ADDRESS: STREET 1: 1001 MUSTANG DR CITY: GRAPEVINE STATE: TX ZIP: 76051 8-K 1 dtc-20250714.htm 8-K dtc-20250714 0001870600 ☐ 0001870600 2025-07-14 2025-07-14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (date of earliest event reported): July 14, 2025 Solo Brands, Inc. (Exact Name of Registrant as Specified in its Charter) Commission File Number 001-40979 Delaware 87-1360865 State or Other Jurisdiction of Incorporation or Organization I.R.S. Employer Identification No. 1001 Mustang Dr. Grapevine, TX 76051 Address of Principal Executive Offices Zip Code ( 817 ) 900-2664 Registrant’s Telephone Number, Including Area Code N/A (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, $0.001 par value per share DTC New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐ Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing. On July 14, 2025, the New York Stock Exchange (the “NYSE”) notified Solo Brands, Inc. (the “Company”) that the NYSE has withdrawn its delisting determination and will be lifting the trading suspension of the Company’s Class A common stock on the NYSE. The staff of NYSE Regulation determined that the Company had regained compliance with Rule 802.01D of the NYSE Listed Company Manual due to the Class A common stock trading above “abnormally low price” levels; and Rule 802.01D of the NYSE Listed Company Manual due to the Company maintaining an average global market capitalization over a consecutive 30 trading day period above $15,000,000

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